|
|
small (250x250 max)
medium (500x500 max)
Large
Extra Large
Full Size
Full Resolution
|
|
Research Articles 3 Expenditures on Children by Families 11 Mark Uno Consumers' Retail Source of Food: A Cluster Analysis Andrea Carlson, Jean Kinsey, and Carmel Nadav Food, Health, and Supplements: Beliefs Among Food Stamp-Eligible Women Vivica Kraak, David L. Pelletier, and Jamie Dol/ahite 36 Factors Affecting Meat Preferences Among American Consumers Arbindra P. Rima/ 44 Food Acquisition Practices Used by Limited-Resource Individuals Kathryn M. Kempson, Debra Palmer Keenan, Puneeta Sonya Sadani, Sylvia Rid/en, and Nancy Scotto Rosato Trends in Food and Nutrient Intakes by Children in the United States Cecilia Wilkinson Enns, Sharon J. Mickle, and Joseph D. Goldman Trends in Children's Consumption of Beverages: 1987 to 1998 Yi Kyung Park, Emily R. Meier, Peri Bianchi, and Won 0. Song Research Briefs Insight 23: The Role of Nuts in a Healthy Diet Mark Uno, Kristin Marcoe, Julia M. Dinkins, Hazel Hiza, and Rajen Anand 83 Insight 24: Food Trade-Offs: Choosing How to Balance the Diet Julia M. Dinkins and Mark Uno Regular Items USDA Activities • Federal Studies • Journal Abstracts • Food Plans • Consumer Prices • Poverty Thresholds Ann M. Veneman, Secretary U.S. Department of Agriculture Eric M. Bost, Under Secretary Food, Nutrition, and Consumer Services Steven N. Christensen, Acting Director Center for Nutrition Policy and Promotion P. Peter Basiotis, Director Nutrition Policy and Analysis Staff The U.S. Department of Agriculture (USDA) prohibits discrimination in all its programs and activities on the basis ofrace, color, national origin, gender, religion, age, disability, political beliefs, sexual orientation, or marital or family status. (Not all prohibited bases apply to all programs.) Persons with disabilities who require alternative means for communication of program information (Braille, large print, audiotape, etc.) should contact USDA's TARGET Center at (202) 720-2600 (voice and TDD). To ftle a complaint of discrimination, write USDA, Director, Office of Civil Rights, Room 326-W, Whitten Building, 14th and Independence Avenue, SW, Washington, DC 20250- 9410 or call (202) 720-5964 (voice and TDD). USDA is an equal opportunity provider and employer. Editor Julia M. Dinkins Assistant Editor David M. Herring Features Editor Mark Uno Managing Editor Jane W. Fleming Peer Review Coordinator Hazel Hiza Family Economics and Nutrition Review is written and published semiannually by the Center for Nutrition Policy and Promotion, U.S. Department of Agriculture, Washington, DC. The Secretary of Agriculture has determined that publication of this periodical is necessary in the transaction of the public business required by law of the Department. This publication is not copyrighted. Contents may be reprinted without permission, but credit to Family Economics and Nutrition Review would be appreciated. Use of commercial or trade names does not imply approval or constitute endorsement by USDA. Family Economics and Nutrition Review is indexed in the following databases: AGRICOLA, Ageline, Economic Literature Index, ERIC, Family Studies, PAIS, and Sociological Abstracts. Family Economics and Nutrition Review is for sale by the Superintendent of Documents. Subscription price is $13 per year ($18.20 for foreign addresses). Send subscription order and change of address to Superintendent of Documents, P.O. Box 371954, Pittsburgh, PA 15250-7954. (See subscription form on p. 104.) Original manuscripts are accepted for publication. (See 'guidelines for authors' on back inside cover.) Suggestions or comments concerning this publication should be addressed to Julia M. Dinkins, Editor, Family Economics and Nutrition Review, Center for Nutrition Policy and Promotion, USDA, 3101 Park Center Drive, Room 1034, Alexandria, VA 22302-1594. The Family Economics and Nutrition Review is now available at http:// www.cnpp.usda.gov. (See p. 2.) Research Briefs 80 Insight 23: The Role of Nuts in a Healthy Diet Mark Uno, Kristin Marcoe, Julia M. Dinkins, Hazel Hiza, and Rajen Anand 83 Insight 24: Food Trade-Offs: Choosing How to Balance the Diet Julia M. Dinkins and Mark Uno Regular Items 86 Research and Evaluation Activities in USDA 90 Federal Studies 98 Journal Abstracts 100 Official USDA Food Plans: Cost of Food at Home at Four Levels, U.S. Average, December 2002 101 Consumer Prices 102 U.S. Poverty Thresholds and Related Statistics 103 Reviewers of 2002 Articles Volume 14, Number2 2002 2 United States Department of Agriculture CENTER FOR NUTRITION POLICY AND PROMOTION Check the CNPP Web site (www.cnpp.usda.gov) for the following information and publications: The Healthy Eating Index: 1999-2000 "Get on the Grain Train" "How Much Are You Eating?" Dietary Guidelines for Americans, 2000, 5th Edition Interactive Healthy Eating Index Recipes and Tips for Healthy, Thrifty Meals About CNPP CNPP Strategic Plan 2000-05 How to Get Information from CNPP Nutrition Insights Dietary Guidelines for Americans Food Guide Pyramid Food Guide Pyramid for Young Children USDA Healthy Eating Index Expenditures on Children by Families Family Economics and Nutrition Review Nutrient Content of the U.S. Food Supply Summary Report Interactive Nutrient Content of the U.S. Food Supply Official USDA Food Plans Putting the Guidelines into Practice: A Series of Brochures Web-Based Training on "The ABCs of the Dietary Guidelines 2000: Science and Application" USDA Supports 5 A Day for Better Health Making Healthy Food Choices Nutritional Status of WIC Participants Study Miscellaneous Files Symposia Proceedings Video Archives in Real Video Family Economics and Nutrition Review Mark Uno, PhD U.S. Department of Agriculture Center for Nutrition Policy and Promotion 2002 Vol. 14 No.2 Expenditures on Children by Families Since 1960 the U.S. Department of Agriculture has provided annual estimates of expenditures on children from their birth through age 17. This article presents the 2001 estimates for husband-wife and single-parent families. Data and methods used in calculating annual child-rearing expenses are described. Estimates are provided by budgetary component, age of the child, family income, and region of residence. For the overall United States, estimates of child-rearing expenses ranged between $9,030 and $10,140 for a child in a two-child, married-couple family in the middle-income group. C hild rearing is a costly endeavor. Since 1960 the U.S. Department of Agriculture (USDA) has provided annual estimates of family expenditures on children from their birth through age 17. USDA's annual child-rearing expense estimates are used in four major ways: • To determine State child support guidelines. Under the Family Support Act of 1988, States are required to have numeric child support guidelines and to consider the economic costs of raising a child in these guidelines. The economic well-being of millions of children is affected by child support. • To determine State foster care payments. In 1999 about 581,000 children were in foster care (U.S. Department of Health and Human Services, 2001). • To appraise damages arising from personal injury or wrongful death cases. For example, if a person with children is hurt on a job such that he or she cannot work, the courts use the expense figures to determine compensation for the family. • To educate anyone considering when or whether to have children. These expense estimates also may encourage teens to wait until they are adults and more prepared financially to have children. This article presents the 2001 expenditure estimates associated with rearing children. Data and methods used in calculating the child-rearing expenses are described; then, the estimated expenses are discussed. USDA Method for Estimating Expenditures on Children by Families1 USDA provides annual estimates of expenditures on children, by husbandwife and single-parent families, from their birth through age 17. Expenditures on children are estimated for the 1 Expenditures on Children by Families: 2001 Annual Report provides a more detailed description of the data and methods. To obtain a copy go to http://www.cnpp.usda.gov, or contact USDA, Center for utrition Policy and Promotion, 31 01 Park Center Drive, Room I 034, Alexandria, VA 22302 (telephone: 703-305-7600). 3 major budgetary components: housing, food, transportation, clothing, health care, child care/education, and miscellaneous goods and services (see box below). The most recently calculated childrearing expenses are based on 1990-92 Consumer Expenditure Survey (CE) data, which are updated to 2001 dollars by using the Consumer Price Index (CPI). The CE, administered by the Bureau of Labor Statistics, U.S. Department of Labor, is the only Federal survey ofhousehold expenditures collected nationwide. It contains information on sociodemographic characteristics, income, and expenditures of a nationally representative sample of households. The sample consisted of 12,850 husband-wife and 3,395 single-parent households, weighted to reflect the U.S. population of interest. In determining child-rearing expenses, USDA examines the intrahousehold distribution of expenditures by using data for each budgetary component. The CE contains child-specific expenditure data for some budgetary components (clothing, child care, and education) and household-level data for the other budgetary components (housing, food, transportation, health care, and miscellaneous goods and services). Multivariate analysis was used to estimate household and childspecific expenditures, controlling for income level, family size, age of the child, and region of residence (when appropriate) so expenses could be determined for families with these varying characteristics. Estimates of child-rearing expenses are provided for three income levels ofhusband-wife families. These income groups were determined by dividing the sample for the overall United States into equal thirds. Categories of Household Expenditures For each income level, the estimates are for the younger child in families with two children. These younger children were grouped in one of six age categories: 0-2,3-5,6-8,9-11, 12-14, or 15-17. Households with two children were selected as the standard because this was the average household size in 1990-92. The focus is on the younger child because the older child may be over age 17. USDA's estimates are based on CE interviews of households with and without specific expenses. For some families, expenditures may be higher or lower than the mean estimates, depending on whether or not they incur the expense. Child care and education are examples, since about 50 percent of husband-wife families in the study spent no money on these services. Also, the estimates cover only out-ofpocket expenditures on children made by the parents and not by others, such as grandparents or friends. Housing expenses: shelter (mortgage interest, property taxes, or rent; maintenance and repairs; and insurance), utilities (gas, electricity, fuel, telephone, and water), and house furnishings and equipment (furniture, floor coverings, and major and small appliances). For homeowners, housing expenses do not include mortgage principal payments; in the data set used, such payments are considered to be part of savings. 4 Food expenses: food and nonalcoholic beverages purchased at grocery, convenience, and specialty stores, including purchases with food stamps; dining at restaurants; and household expenditures on school meals. Transportation expenses: the net outlay on the purchase of new and used vehicles, vehicle finance charges, gasoline and motor oil, maintenance and repairs, insurance, and public transportation. Clothing expenses: children's apparel such as diapers, shirts, pants, dresses, and suits; footwear; and clothing services such as dry cleaning, alterations and repair, and storage. Health care expenses: medical and dental services not covered by insurance, prescription drugs and medical supplies not covered by insurance, and health insurance premiums not paid by the employer or other organizations. Child care and education expenses: daycare tuition and supplies; babysitting; and elementary and high school tuition, books, and supplies. Miscellaneous expenses: personal care items, entertainment, and reading materials. Family Economics and Nutrition Review After estimating the various overall household and child-specific expenditures, USDA allocated these total amounts among family members (i.e., in a married-couple, two-child family, the total amounts were allocated to the husband, wife, older child, and younger child). Because the expenditures for clothing, child care, and education are child-specific and thus apply only to children, allocations of these expenses were made by dividing them equally among the children. The CE does not collect expenditures on food and health care. Thus, to apportion these budgetary components to a child by his or her age, USDA used data from other Federal studies that show the shares of the household budget spent on children's food and health care. Unlike food and health care, no authoritative source exists for allocating among family members the amount the household spends on housing, transportation, and other miscellaneous goods and services. Two common approaches used to allocate these expenses are the marginal cost method and the per capita method. The marginal cost method measures expenditures on children as the difference in expenses between couples with children and equivalent childless couples. Various equivalency measures have been proposed, yielding very different estimates of expenditures on children, with no standard measure accepted by economists. Also, the marginal cost approach assumes that the difference in total expenditures between couples with and without children can be attributed solely to the presence of children in a family. This assumption is questionable, especially because couples without children often buy homes larger than they need in anticipation of having children. Comparing the expenditures of these couples to those of similar couples with children could lead to underestimating 2002 Vol. 14 No.2 how much is spent on meeting the lifetime needs-and wants-of children. For these reasons, USDA uses the per capita method to allocate expenses on housing, transportation, and miscellaneous goods and services among household members in equal proportions. Although the per capita method has its limitations, these limitations are considered less severe than those of the marginal cost approach. Because transportation expenses resulting from work activities are not directly related to the cost of raising a child, these expenses were excluded when determining children's transportation expenses. Expenditures on Children by Husband-Wife Families Child-Rearing Expenses and Household Income Are Positively Associated Estimated expenses on children increased as income level rose (fig. 1 ). Depending on the age of the child, the annual expenses ranged from $6,490 to $7,560 for families in the lowest income group, from $9,030 to $10,140 for families in the middle-income group, and from $13,410 to $14,670 for families in the highest income group. The before-tax income in 2001 for the lowest income group was less than $39,100, between $39,100 and $65,800 for the middle-income group, and more than $65,800 for the highest income group. On average, households in the lowest income group spent 28 percent of their before-tax income per year on a child; those in the middle-income group, 18 percent; and those in the highest group, 14 percent. The range in these percentages would be narrower if after-tax income were considered, because a Estimated expenses on children increased as income level rose (fig. 1 ). 5 greater percentage of income in higher income households goes toward taxes. On average, the amount spent on children by families in the highest income group was slightly less than twice the amount spent by families in the lowest income group. This amount varied by budgetary component. In general, expenses on a child for goods and services considered to be necessities (e.g., food and clothing) did not vary as much as those · considered to be discretionary (e.g., miscellaneous expenses) among households in the three income groups. Housing Is the Largest Expense on a Child Housing accounted for the largest share of total child-rearing expenses; figure 2 demonstrates this for middle-income families. Based on an average expense incurred among the six age groups, housing accounted for 33 percent of child-rearing expenses for a child in the lowest income group, 35 percent in the middle-income group, and 38 percent in the highest income group. Food, the second largest average expense on a child for families regardless of income level, accounted for 20 percent of child-rearing expenses in the lowest income group, 1 7 percent in the middle-income group, and 15 percent in the highest income group. Transportation was the third largest childrearing expense across income levels, 13 to 14 percent. Across the three income groups, miscellaneous goods and services (personal care items, entertainment, and reading materials) was the fourth largest expense on a child for families, 1 0 to 12 percent. Clothing (excluding gifts or hand-me-downs) accounted for 5 to 7 percent of expenses on a child for families; child care and education, 8 to 11 percent; and health care, 6 to 8 percent. Estimated expenditures for health care included only out-of- 6 Figure 1. 2001 family expenditures on a child, by income level and age of child1 16,000 14,000 12,000 10,000 ~ .!!! 0 8,000 0 6,000 4,000 2,000 0 0-2 3-5 6-8 9-11 12-14 15-17 Age of child Less than $39,100 $39,100 - $65,800 • More than $65,800 1U.S. average for the younger child in husband-wife families with two children. Figure 2. 2001 family expenditure shares on a child from birth through age 171 Food 17% Health care Child care and education Total expenditures in 2001 dollars = $170,460 1U.S. average for the younger child in middle-income, husband-wife families with two children. Family Economics and Nutrition Review Figure 3. 2001 family expenditure shares on a child, by age of child1 100 Miscellaneous 80 ,._~...; 1----1 ___ Child care and education 1---....; ir-----li Clothing Health care c 60 Q) Transportation ~ Q) Cl.. 40 Food 20 Housing 0 0-2 3-5 6-8 9-11 12-14 15-17 Age of child 1U.S. average for the younger child in middle-income, husband-wife families with two children. pocket expenses (including insurance premiums not paid by an employer or other organizations) and not that portion covered by health insurance. Expenses Increase as a Child Ages Expenditures on a child were generally lower in the younger age categories and higher in the older age categories. Figure 3 depicts this for families in the middle-income group. This relationship held across income groups even though housing expenses, the highest childrearing expenditure, generally declined as a child grew older. The decline in housing expenses reflects diminishing interest paid by homeowners over the life of a mortgage. Payments on principal are not considered part of housing costs in the CE; they are deemed to be a part of savings. For all three income groups, food, transportation, clothing, and health care expenses related to child-rearing generally increased as the child grew older. Transportation expenses were 2002 Vol. 14 No.2 highest for a child age 15-17, when he or she would start driving. Child care and education expenses were highest for a child under age 6. Most of this expense may be attributed to child care at this age. The estimated expense for child care and education may seem low for those with the expenses: these estimates reflect the average of households with and without the expense. Child-Rearing Expenses Are Highest in the Urban West Child-rearing expenses in the regions of the country reflect patterns observed in the overall United States; in each region, expenses on a child increased with household income level and, generally, with the age of the child. Overall, child-rearing expenses were highest in the urban West, followed by the urban Northeast and urban South. Figure 4 shows total child-rearing expenses by region and age of a child for middle-income families. Childrearing expenses were lowest in the urban Midwest and rural areas. Much Expenditures on a child were generally lower in the younger age categories and higher in the older age categories. 7 of the difference in expenses on a child among regions was related to housing costs. Total housing expenses on a child were highest in the urban West and urban Northeast and lowest in rural areas. However, child-rearing transportation expenses were highest for families in rural areas. This likely reflects the longer traveling distances and the lack of public transportation in these areas. Children Are "Cheaper by the Dozen" The expense estimates on a child represent expenditures on the younger child at various ages in a husband-wife household with two children. It cannot be assumed that expenses on the older child are the same at these various ages. The method for estimating expenses on the younger child was essentially repeated to determine whether expenses vary by birth order. The focus was on the older child in each ofthe same age categories as those used with the younger child. A two-child family was again used as the standard. On average, for husband-wife households with two children, expenditures did not vary by birth order. Thus, annual expenditures on children in a husband-wife, two-child family may be estimated by summing the expenses for the two appropriate age categories reported in figure 1. Although expenses on children did not vary by birth order, they did differ when a household had only one child or more than two children. Depending on the number of other children in the household, families spent more or less on a child-achieving a "cheaper-bythe- dozen" effect as they have more children. That is, the cost of two children is less than double the cost of one child. 8 Figure 4. 2001 family expenditures on a child, by region and age of child1 12,000 11 ,500 11 ,000 (/) 10,500 ..... .£2 0 10,000 0 9,500 9,000 8,500 8,000 0-2 3-5 6-8 9-11 12-14 15-17 Age of child - - Urban Midwest '" Urban South tr Urban West - •- Rural 'T- Urban Northeast 1Regional averages for the younger child in middle-income, husband-wife families with two children. The method to estimate child-rearing expenses was repeated for families with one child and families with three or more children. Compared with expenditures for each child in a husband-wife family with two children, husband-wife households with one child spent an average of 24 percent more on the single child; those with three or more children spent an average of 23 percent less on each child. Hence, family income is spread over fewer or more children, subject to economies of scale. As families have more children, the children can share a bedroom, clothing and toys can be handed down to younger children, and food can be purchased in larger and more economical packages. Expenditures on Children by Single-Parent Families The estimates of expenditures on children by husband-wife families do not apply to single-parent families, a group that accounts for an increasing percentage of families with children. Therefore, separate estimates were made of child-rearing expenses in single-parent households for the overall United States. CE data were used to do so. Most single-parent families in the survey were headed by a woman (90 percent). The method previously described was followed; regional estimates were not calculated for single-parent families because of limitations in the sample size. Estimates cover only out-of-pocket child-rearing expenditures made by the single parent with primary care of the child and do not include child-related expenditures made by the parent without primary care or made by others, such as grandparents. The data did not contain this information. Overall expenses by both parents on a child in a single-parent household are likely greater than the USDA childrearing expense estimates. Family Economics and Nutrition Review Table 1. 2001 family expenditures on a child, by lower income single-parent and husband-wife households 1 Single-parent Husband-wife Age of child households households 0-2 $5,440 $6,490 3-5 6,150 6,630 6-8 6,910 6,710 9- 11 6,440 6,730 12- 14 6,920 7,560 15- 17 7,670 7,480 Total (0 - 17) $118,590 $124,800 1Estimates are for the younger child in two-child families in the overall United States. Table 1 presents estimated expenditures on the younger child in a singleparent family with two children, compared with those of the younger child in a husband-wife family with two children. Each family type was in the lower income group, having beforetax income less than $39,100. About 83 percent of single-parent families and 33 percent of husband-wife families were in this lower income group. More single-parent than husband-wife families, however, were in the bottom range of this income group, and had an average income of$16,400, compared with $24,400 for husband-wife families. Although average income varied for these families, total expenditures on a child through age 17 were, on average, only 5 percent lower in single-parent households than in two-parent households. Single-parent families in this lower income group, therefore, spent a larger proportion of their income on children than did their counterpart two-parent families. On average, housing expenses were higher for single-parent families than for two-parent families, whereas transportation, health care, child care and education, and miscellaneous expenditures on a child were lower 2002 Vol. 14 No.2 in single-parent than in husband-wife households. Child-related food and clothing expenditures were similar, on average, for both family types. For the higher income group of singleparent families with 2001 before-tax income of $39,100 and over,2 estimates of child-rearing expenses were about the same as those for two-parent households in the before-tax income group of $65,800 and over. In 2001 dollars, total expenses for the younger child through age 17 were $250,260 for single-parent families versus $249,180 for husbandwife families. Child-rearing expenses for the higher income group of singleparent families, therefore, were also a larger proportion of income than was the case for husband-wife families. Thus, expenditures on children do not differ much between single-parent and husband-wife households; what differs is household income levels. Because single-parent families have one less potential earner than do husband-wife families, on average, their total household income is lower, and child-rearing expenses are a greater percentage of income. 2The two higher income groups were combined for single-parent families. The same procedure was used to estimate child-rearing expenses on an older child in single-parent households as well as by household size. On average, single-parent households with two children spent 7 percent less on the older child than on the younger child (in addition to age-related differences). This contrasts with husband-wife households whose expenditures on children were unaffected by the children's birth order. As with husband-wife households, single-parent households spent more or less if there was either one child or there were three or more children. Compared with expenditures for the younger child in a single-parent household with two children, expenditures for an only child in a singleparent household averaged 35 percent more; households with three or more children averaged 28 percent less on each child. Other Expenditures on Children The USDA child-rearing expense estimates consist of direct expenses made by parents on children through age 17 for seven major budgetary components. The expenses exclude costs related to childbirth and prenatal health care and other expenditures, especially those incurred after a child turns age 18. One of the largest expenses made on children after age 17 is the cost of a college education. The College Board estimated that in 2001-2002, annual average tuition and fees were $3,586 at 4-year public colleges and $14,456 at 4-year private colleges; annual room and board was $4,956 at 4-year public colleges and $5,704 at 4-year private colleges (The College Board, 2001). Other parental expenses on children 9 Child-Rearing Expenses Over Time The estimates presented in this article represent household expenditures on a child of a certain age in 2001. Future price changes need to be incorporated to estimate these expenses over time. Thus, a future cost formula was used, and the results are presented in the graph below. The estimated future expenditures are on the younger child in a husband-wife family with two children. The assumptions are that a child is born in 2001 and reaches age 17 in 2018 and that the average annual inflation rate over this time is 3.4 percent (the average annual inflation rate over the past 20 years). The result: total family expenses on a child through age 17 would be $169,920 for households in the lowest income group, $231,470 for those in the middle, and $337,690 for those in the highest income group. after age 17 could include those associated with children living at home or, if children do not live at home, gifts and other contributions to them. A 1996 survey found that 4 7 percent of parents in their fifties support children over age 21 (Phoenix Home Life Mutual Insurance Company, 1996). USDA's estimates do not include all government expenditures on children, such as public education, Medicaid, and subsidized school meals. Actual expenditures on children (by parents and the government), therefore, would be higher than reported here. The indirect costs of raising childrentime allocated to child rearing and decreased earnings-are not included in the estimates. Although these costs are more difficult to measure than direct expenditures, they can be just as high, if not higher, than the direct costs of raising children (Spalter-Roth & Hartmann, 1990; Bryant, Zick, & Kim, 1992; Ireland & Ward, 1995). 10 Estimated annual expenditures on a child born in 2001, by income group, overall United States1 $30 ,----------------------, _--fl Total= $337,6902 $25 r------ ------------~~~~- ~ $20 1-----~---------..,..L~:.._=._.__._____ • _ - . 1 Total= $231,470 g$15 ~~ ---:-/ ~ $10 1----:::o:~~ ........ ------- .--+- -·- ·-- .... .__.-.---....- $5 1-------------------~ $0 ~~~~~~~~~~~~--~ ...~.. ~ Year - •- Lowest •- Middle --s-- Highest 1Estimates are for the younger child in husband-wife families with two children. 2Total reflects expenses on a child through age 7. References Total= $169,920 Bryant, W.K., Zick, C.D., & Kim, H. (1992). The Dollar Value of Household Work. College of Human Ecology, Cornell University, Ithaca, NY. The College Board. (200 1 ). Trends in College Pricing 200 I. Retrieved April 2, 2002, from http://www.collegeboard.org. Ireland, T.R., & Ward, J.O. (1995). Valuing Children in Litigation: Family and Individual Loss Assessment. Tucson, AZ: Lawyers and Judges Publishing Company, Inc. Lino, M. (2002). Expenditures on Children by Families: 2001 Annual Report. U.S. Department of Agriculture, Center for Nutrition Policy and Promotion. Miscellaneous Publication No. 1528-2001. Available at www.cnpp.usda.gov. Phoenix Home Life Mutual Insurance Company. (1996). Americans' Hopes, Fears and Dreams. 1996 Phoenix Fiscal Fitness Survey. Spalter-Roth, R.M., & Hartmann, H.I. (1990). Unnecessary Losses: Costs to Americans of the Lack of Family and Medical Leave. Washington, DC: Institute for Women's Policy Research. U.S. Department of Health and Human Services, Administration on Children, Youth, and Families, Children's Bureau. (200 1 ). The AFCARS Report. Retrieved April25, 2002, from http://www.acf.dhhs.gov/programs/cb/publicationlafcars/ june200l.pdf. Family Economics and Nutrition Review Andrea Carlson, PhD U.S. Department of Agriculture Center for Nutrition Policy and Promotion Jean Kinsey, PhD University of Minnesota Carmel Nadav, PhD Venturi Technology Partners 2002 Vol. 14 No.2 Consumers' Retail Source of Food: A Cluster Analysis The popular impression that only half of our food comes from retail grocery stores is based on food expenditure data. However, the U.S. Department of Agriculture's Continuing Survey of Food Intakes by Individuals, 1994 shows that 72 percent of the amount of food (measured in grams) consumed by Americans comes from grocery stores. Using cluster analysis, we grouped consumers based on where they obtained their food and found that half were "Home Cookers"-purchasing 93 percent of their food from grocery stores. By comparison, the "High Service" consumers, which represented 10 percent of the sample, purchased 43 percent of their food from restaurants. This research quantifies the different shopping behaviors exhibited by groups of people in the United States and discusses some of the demographic differences among the clusters. The results are of interest to consumers, nutrition counselors, food retailers, and policymakers who deal with retail food, low-income diets, or food safety. I n economic analysis of consumer behavior, substituting expenditure for quantity is a common practice. For example, expenditure is often substituted for quantity when estimating the percentage change in the amount consumed when income changes by 1 percent (Engel function). This substitution is often used because expenditure data rather than quantity are more frequently available. And from a business perspective, expenditures are more closely related to sales-the indicator (or metric) most used by businesses to measure demand for their products. Tracking consumers' food consumption behavior with expenditure data is no exception: the percentage of income spent on food is a common measure of economic well-being both for individual households and for nations. The percentage of personal disposable income spent on food by American consumers decreased from 25 to 11 percent between 1960 and 1997 (Putnam & Allshouse, 1996). The composition of those expenditures changed noticeably, with a decreasing proportion of each food dollar being spent on food from a retail food store called "food at home." Food-away-from-home expenditures, according to the food service and restaurant sector, grew from 26 to 45 percent of each food dollar between 1960 and 1994; by the end of 1995, the amount reached 4 7 percent (Putnam & Allshouse, 1996). In recent years, expenditures on food away from home have approached 50 percent (Putnam & Allshouse, 1996). The rapid rise in food-away-from-home expenditures is reflected in another metric: the high growth in sales at commercial food service establishments relative to the growth in sales in retail food stores. Between 1987 and 1999, inflation-adjusted sales in eating and drinking establishments grew an average of2.2 percent; similar sales in 11 retail food stores, however, decreased an average 0.1 percent (Food Institute, 1997). Focusing on the proportion of the food dollar that is spent in places other than a grocery store leads to the common belief that Americans eat almost half of their food away from home. The amounts of food consumers eat at home or away from home, however, varies considerably from the expenditure proportions reported in the literature. Expenditures in food service establishments reflect higher costs of labor (about 30 percent of the menu price), entertainment, and service. In contrast, we reported in 1998 that when food consumption is measured in grams, the amount of food purchased from retail stores is 72 percent of all food consumed (Carlson, Kinsey, & Nadav, 1998). Another 14 percent of food (in grams) was consumed from carryout establishments (e.g., fast-food, pizza, and sandwich shops) and other restaurants combined. The remaining 14 percent came from other sourcesother people and gifts, cafeterias, vending machines, coffee or food on a common tray in an office, bars and taverns, home gardens or hunting and fishing, and public programs. When food consumption is measured by expenditure, the amount of food (g) consumed away from home is 4 7 percent, almost twice as much as that consumed from restaurants, carryouts, and other establishments. Our earlier research also found that where people purchase their food did not necessarily predict where they consumed their food. For example, l 0 percent of food purchased in stores was not consumed at home, while 24 percent of carryout food was consumed at home (Carlson, Kinsey, & Nadav, 1998). Rising household incomes and fewer hours for household labor foretell a rising value of time and, in turn, 12 predict that consumers will purchase more labor services in their pursuit of food(Kinsey, 1983). Even within a grocery store, sales of ready-to-eat foods-including those that must be heated-are rising while sales for basic ingredients are falling. Studies in the 1970's and 1980's found that higher incomes led consumers to spend more money on meals eaten out but did not necessarily lead consumers to eat more meals away from home (Prochaska& Shrimper, 1973). A similar conclusion from other research suggests that households with wives who work part-time increased their expenditures on food away from home more so than did households where wives worked full-time even though both households had the same income (Kinsey, 1983). As women's time in the labor market expands from zero to part-time, increases in income may expand the opportunity to eat out. But as employment becomes full-time, less time is available to eat out or cook at home. Thus, continued increases in income are not further associated with increased expenditures on food away from home. In fact, increases in income may even decrease expenditures on food away from home as consumers substitute fast-foods or take-out foods for more leisurely dining away from home (Kinsey, 1983). These findings suggest that the traditional labels of "food at home" and "food away from home," as well as the use of expenditure as the metric for quantity, do not provide a complete understanding oftoday's consumer. The research reported here investigates the amount of food (g) that consumers reported eating in 1994 from various retail sources and examines the common characteristics of consumers whose retail sources of food vary from the average. We used data from the USDA Continuing Survey of Food Intakes by Individuals, 1994 (CSFIT) (USDA, 1994). We examined two questions: (1) What are the unique characteristics of people who shop for food in different types of establishments? (2) How can this information be used by managers of these establishments and public policymakers? To answer these questions, we used cluster analysis to group consumers by the retail source of their food and to describe their common shopping and eating habits. Data and Methods The CSFII is conducted by the Agricultural Research Service (USDA, 1994).1 We used data from 1994 because they were the most recent data available when this study began. The CSFII data provide a better picture of overall consumption behavior than do data collected at the market level where sales are the unit of measure. The CSFII reports all food eaten by 5,589 individuals in 2,540 households in the United States. Each individual reports food intake for 2 nonconsecutive days, yielding more than 150,000 observations on individual food items. For every food item, the respondent also lists the source from which the food was obtained and how much was eaten. The sources of food used in this analysis include stores, carryout restaurants, restaurants, other people, bars and taverns, cafeterias, common coffee pots or trays, vending machines, mail order, public programs, and homegrown or caught food (see box). The response rate for the CSFII is 80 percent for the first day and 7 6 percent for the second day. Sample weights are used in this analysis, and the results are generalizable to the population. 1These data are available from the U.S. Department of Commerce, Technology Administration, National Technical Service, 5285 Port Royal Road, Springfield, VA 221 61 , (703) 487-4650, http://www.ntis.gov. Family Economics and Nutrition Review Analysis The first step in our analysis was to calculate the percentage of food, measured in grams, each person consumed from each source. Cluster analysis is used to place the adult sample2 into groups based on where they obtained their food. In this case, the cluster variables are the percentage of food (g) adults consumed that come from various sources. For example, if one person's diet contains 80 percent offood from stores, 5 percent from carry out restaurants, 1 0 percent from restaurants, and the remaining 5 percent from cafeterias, cluster analysis uses these percentages to place that person into a group with others who have similar consumption patterns. This analysis uses the "k-means" method of clustering that is used by SAS F ASTCLUS. This method is one of the better techniques available for clustering large data sets where the goal is to divide respondents into manageable and meaningful groups to describe behavior (Hartigan, 1985; SAS Institute, 1989). K-means selects the centers of the initial clusters from the first observations in the data set and then assigns the other observations to the nearest cluster. When an observation is added to the cluster, k-means recalculates the mean of the cluster variables, and this mean becomes the new cluster-center. If this recalculated cluster-center changes another cluster that is closest to an observation already in the cluster, then k-means moves that observation to the closest cluster and recalculates the center of its new cluster. The process continues until the number of changes is very small. 2Because children's eating behaviors are somewhat dictated by their parents, children are not included in the cluster analysis. 2002 Vol.14No.2 Categories of Food Sources Store: supermarket, grocery store, warehouse, convenience store, drug store, gas station, bakery, deli, seafood shop, ethnic food store, health food store, commissary, produce stand, and farmers' market. Carryout: traditional hamburger, chicken, and carryout pizza restaurants; and other restaurants where customers order, pick up, and pay for food at a counter. Restaurants: any other establishment where the food is served at the table by restaurant staff. Other People: food received as a gift or while a guest in someone's home. Bars and Taverns: a location the respondent classified as a bar or tavern rather than as a restaurant, carryout restaurant, or cafeteria. School and Non-School Cafeterias: Most non-school cafeterias are based in offices. For most of the analysis, school and non-school cafeterias are separated but are often put together in summary tables. Common Coffee Pot or Food Tray: office coffee pots, food platters at a reception or in an office, and potluck dinners. Vending Machines: food purchased from vending machines located within stores, restaurants, cafeterias, offices, or other locations. Mail Order: food received from a mail order catalog or club that sends food out regularly, such as a fruit-of-the-month club. Public Programs: a combination of several CSFII categories including child and adult care centers, day care centers in private homes, soup kitchens, shelters, food pantries, Meals on Wheels, other community food programs, and residential care facilities. Home-Grown or Caught: food that is grown or gathered by the respondent or someone the respondent knows; meat and fish procured by hunting or fishing. 13 Representing 75 percent of the adult sample, six of the nine clusters get more food from stores than any other source ... 14 The resulting clusters are based on 2 nonconsecutive days of dietary recall. Thus, if an individual had been sampled on a different day, he or she might have ended up in a different cluster. However, because this data set is designed to be nationally representative, similar clusters would form on any day, except major national holidays. To reduce the bias towards observations that appear at the beginning of the data set, we used a technique recommended by SAS (SAS Institute, 1989). In the first pass, the SAS procedure forms 50 clusters and saves the cluster centers in a file. Over half of these clusters have fewer than five observations, and the centers are ignored. The remaining 24 centers form the "seeds" in the next iteration to form 24 new clusters. In the third iteration, the center of the smallest cluster is removed, and the SAS procedure forms 23 new clusters from all observations. This process continues until there are five clusters. The process is described in more detail elsewhere (Carlson, Kinsey, & Nadav, 1998; MacQueen, 1967). The second step compared each cluster with the rest of the sample to address the two research questions. Because most of the data were categorical, this study used three nonparametric tests: the chi-squared, the KolmogrovSmimov test, and the Kruskal-Wallis test (described in detail elsewhere) (Siegel, 1956). These tests measure differences in distributions of variables among different subgroups. The chisquared test was used as an initial test for differences. Differences between the observed versus expected distributions were confirmed by the other two tests. The Kolmogrov-Smimov test was used to measure differences between two clusters in the distribution of categorical variables that cannot be ranked (e.g., race) and the Kruskai-Wallis test for differences in categories that can be ranked (e.g., age, income, and education). For these tests, we divided the continuous variables into categories. For example, the categories for age were 19-30,31-40,40-50, 50-60, 60-64, and 65+; for education, less than high school, high school degree or GED, some college, 4-year degree, and professional or graduate study. Results and Discussion Nineteen clusters formed around the various sources of food. Several sources, such as carryout, had more than one cluster form around it. This paper will discuss only nine of these clusters, some with names based on the unique characteristics of the cluster: Working Family, Young Professional, Manager, and City Office. In other cases, the names are based on where the people in the cluster shopped: Home Cookers, Carry out, High Service, Office, and Students and Faculty. Sociodemographic Characteristics of the Sample Almost half(49 percent) of the adult sample was in the Home Cookers cluster (table 1 ), followed by those in the Working Family cluster (11 percent), and High Service cluster ( 10 percent). Fewer adults were in the other clusters: Carryout, Office, Manager, Young Professional, City Office, and Students and Faculty (from 3 percent to a low of 0.6 percent). Age, Race, and Gender. With an average age of 51, people in the Home Cookers cluster were significantly older than the rest of the adult sample (tables 1 and 2). However, the standard deviation for their age was the largest (17.9, not shown), indicating a bigger spread in age than was the case for the other clusters. Three clustersStudents and Faculty, Carryout, and Young Professional-had the youngest members (mean age of37, 36, and 31, Family Economics and Nutrition Review Table 1. Statistically significant demographic characteristics of select clusters of consumers based on where they purchased food Cluster Home Cookers Working Family Carryout Young Professional High Service Office Manager City Office Students and Faculty Percent of adults1 49 11 3 0.7 10 2.5 2.0 1.0 0.6 Age, race, and gender Older•• Younger•• Younger than Working Family** Fewer White• Younger than Carryout•• More White** More men• More Asian/Pacific and "other''** Fewer females* Income and education Lower income•• Less college•• More "some college"* Higher income•• More college and graduate study** Higher income•• More college•• Higher income•• More college/university•• More college and graduate•• 1 Percents do not add to 100, because all clusters are not shown in the table. Occupation and employment Fewer professional/ technical, and manager/proprietor•• More not employed** More full- and part-time** More full- and part-time• More full-time•• More professional/ technical, and manager/proprietor• More full-time•• More full-time** More professional/ technical, and manager/proprietor• More full-time•• More full-time•• More full- and part-time* Region, urban, and household size Larger households** More Northeast•• More central city• More central city• More Northeast•• * p<.05; ** p<.01: The distribution between the cluster and the rest of the adult sample is significantly different based on the Kruskai-Wallis test. respectively). Whereas significantly more Whites were in the High Service cluster, fewer Whites were in the Carryout cluster, and more Asian/ Pacific Islanders and others were in the Students and Faculty cluster. The High Service cluster had significantly fewer women ( 46 percent), 3 3Differences are in the distributions between the cluster and the total adult sample. The pvalues do not indicate how these distributions differ, only that they are different. 2002 Vol. 14 No.2 compared with the remainder of the adult sample. The Young Professional cluster also had relatively few women (35 percent), but the difference from the adult sample was not significant. The Young Professional cluster, however, represented only 0.7 percent of the total sample; thus, the small size of this cluster may have contributed to the lack of statistical significance. Income, Education, and Employment. Mean income among the clusters ranged from $32,554 to $49,072. Compared with the rest of the sample, the Home Cookers cluster had a significantly lower income; three clusters had a higher income: High Service ($42, 767), Young Professional ($48,507), and Manager ($49 ,072). Although people in the Working Family and Carryout clusters earned a household income close to the Home Cookers' income ($36,466 and 15 Table 2. Basic sociodemographic characteristics of select clusters of consumers based on where they purchased food High school Adult Center city degree Household Cluster sample Women resident or more Employed size Age Income -----------------------------------------Percent ---------------------------------------- ----------------------- Mean ------------------------------ Entire Adult Sample 100 49.8 33.3 76.6 57.5 Home Cookers 49.0 51 .4 33.4 71.0 46.5 Working Family 10.0 47.8 31.4 82.7 65.7 Carryout 11.0 45.2 40.9 82.6 78.3 Young Professional 3.0 34.8 30.4 91.3 95.7 High Service 0.7 . 45.5 35.1 85.6 62.1 Office 2.4 55.7 39.2 76.0 73.4 Manager1 2.0 45.6 45.6 82.5 77.2 City Office 0.7 52.2 52.2 82.6 91.3 Students and Faculty 1.0 68.8 21 .9 90.6 87.5 11ncludes a high concentration of professionals, technical workers, managers, and proprietors. $34,555, respectively), the distribution of incomes in the Working Family and Carryout clusters did not differ significantly from the rest of the sample. Educational patterns tended to follow income patterns. Whereas the Home Cookers cluster had a significantly lower educational level, compared with the total sample, several other clusters had higher levels of education: Young Professional, Students and Faculty, High Service, Manager, and Working Family. The Young Professional and Students and Faculty cluster each had more people with 4-year college degrees and graduate or professional degrees. About 83 percent each of the members of the Working Family, Carryout, City Office, and Manager clusters graduated from high school or received more education. Of these, only the Manager cluster, with more members receiving college and university degrees, had a distribution that was significantly different from the sample. Although not significantly different from the rest of the sample, 16 76 percent of those in the Office cluster had a high school degree or more. Occupation and Employment. The Home Cookers cluster, compared with the High Service and Manager clusters, had significantly fewer people in professional/technical occupations or who worked as managers/proprietors. Compared with other clusters, the Home Cookers cluster was significantly more likely to have unemployed membersand a concentration of unemployed people (including retirees). Whereas only 47 percent of the people in the Home Cookers cluster were employed, most ofthe people in the Young Professional cluster were employed (96 percent). A little more than threefourths of those in the Manager cluster were employed (77 percent). Region, Urbanization, and Household Size. Two clusters, Carryout as well as Students and Faculty, were more likely than other clusters to reside in the Northeast. Two clusters, Manager and City Office, had a higher percentage of people living in center cities, 46 and 2.9 48.3 $35,298 2.9 51.4 32,554 3.2 41.8 36,466 3.2 36.0 34,555 3.4 30.8 48,507 2.8 48.3 42,767 3.0 49.0 39,824 2.7 46.8 49,072 2.8 41.5 35,963 3.2 36.8 44,361 52 percent, respectively. Household4 size among all the clusters ranged from an average of 2.7 to 3.4. Only the distribution for the Working Family cluster differed significantly from the rest of the sample. The Carry out and Young Professional also appeared to have larger households (3 .2 and 3 .4, respectively), but the distributions were similar to the remainder of the adult sample. Food Sources Representing 75 percent of the adult sample, six of the nine clusters get more food from stores than any other source: Home Cookers (93 percent), Office (73 percent), Working Family (70 percent), Students and Faculty (54 percent), Manager (53 percent), and High Service ( 47 percent) (table 3). When using grams of food rather than expenditure as a measure of consumer buying behavior, we found that stores 4This analysis did not include children, but we did examine the number of children present in the households of the adult respodents. Family Economics and Nutrition Review Table 3. The percentage share of food source for select clusters of consumers based on where they purchased food Cluster Food store Restaurant Carryout Vending Cafeteria1 Home Cookers 93.1 2.5 1.1 0.3 0.1 Working Family 69.6 3.3 22.0 0.3 0.2 Carryout 34.8 3.7 57.3 0.1 0.2 Young Professional 33.8 8.2 40.4 14.2 0.8 High Service 46.8 42.8 5.0 0.4 0.4 Office 72.6 4.2 3.8 0.7 14.7 Manager 52.7 7.3 4.3 1.0 28.1 City Office 27.9 7.0 7.3 2.6 52.8 Students and Faculty 54.2 8.3 6.8 1.1 25.0 1Both school and non-school cafeterias are combined. Notes: Bold numbers identify the behavior around which a cluster was formed. Totals do not add to 100, because not all sources of food are shown. appear to play a much more important role for most consumers. A second observation is that both carryout restaurants and cafeterias have more than one cluster purchasing foods (g) from them, indicating major differences between the customers using these point-of-purchase sources. Three clusters formed around carryout food: Working Family, Carry out, andY oung Professional. There are also differences in the shopping patterns, especially in the amount of food obtained from carryout restaurants, 22 to 57 percent. In addition, the Young Professional cluster is the only cluster discussed in this paper with a relatively high use of vending machines (14 percent). Similarly, four clusters formed around cafeterias as a source of food. The Office, Manager, and City Office clusters formed around non-school cafeterias, while the Students and Faculty cluster formed around school cafeterias (breakdown not shown). Except for City Office, these clusters all get at least half of the remaining food from stores, and make use of restaurants and carryout restaurants, though in different proportions. 2002 Vol.14No.2 Market Profiles When we examined consumption within markets (e.g., stores), we found that Home Cookers, the largest cluster, consumed 59 percent of all food (g) obtained from stores (fig. 1 ). The next two biggest clusters, Working Family and High Service, consumed 10 and 6 percent, respectively, of all food obtained from this source. This pattern of larger clusters representing larger portions of this market continued. "Other Groups" are clusters that formed but are not discussed in this paper. Each of these clusters in "Other Groups" had fewer than 100 observations; thus, statistical analysis may be misleading. For restaurants, carryout restaurants, and cafeterias, the largest market share belonged to the cluster or clusters which formed around that source. For example, the High Service cluster, which formed around restaurants, represented 58 percent of the restaurant's market share. For carryout restaurants, the Working Family, Carry out, andY oung Professional clusters consumed over three-fifths (61 percent) of all food obtained from that market. Whereas . .. Home Cookers, the largest cluster, consumed 59 percent of all food (g) obtained from stores. 17 Figure 1. Percentage of food consumed from selected sources, by cluster Store ... Students& Faculty (1%) -Other Groups (18%) *--Manager (1%) -High Service (6%) T""CT""CTT"T-r-i) -Working Family (10%) t-- riort1e Cookers (59%) Carryout ~~!'~!~~--~~~~---Students & Faculty (1%) ~~---otherGroups (15%) -~===========:::_'City .. ManOagffeicre ( 1(1%%) ) -High Service (7%) .. lliliiillllllilllf==:Office(1 PI Young P%ro)f essional (4%) -Carryout (23%) H ttt• ' -Working Family (34%) Home Cookers (13%) Restaurant ~High Service (58%) Office (2%) ~ /T rTT"""...----:Young Professional (1%) Carryout (2%) +--Working Family (6%) ~----------------~ Home Cookers (20%) Cafeteria Note: 'Other groups' are clusters with fewer than 1 DO observations; these clusters are not discussed in this paper but are needed to complete the market profile. 18 Family Economics and Nutrition Review the High Service cluster consumed 7 percent of the food in this market, the Young Professional cluster consumed less, 4 percent. However, the High Service cluster is a much larger cluster. For the Carry out market, 70 percent of all food obtained here was consumed by three clusters: Working Family (34 percent of the grams offood consumed), Carry out (23 percent), and Home Cookers (13 percent). As expected, the Students and Faculty, Managers, Office, and City Office clusters consumed 83 percent of the food in the school and non-school cafeteria market. No other cluster consumes a large part of their food from this source, indicating the cafeteria market is fairly focused on these four clusters. Conclusion Americans who report in detail what food they eat, where they eat it, and where they buy it provide us with an alternative picture of food consumption based on the quantity of food (g) consumed. This varies from the more common picture based on food expenditures and sales. While it is true that Americans obtain food from many retail and home-grown sources, 75 percent of the adult population purchased over half of their food measured in grams from retail food stores. Thus we have a very different picture from the one presented by the use of food expenditure data. This alternative picture allowed us to ask two questions, what are the unique characteristics of people who shop for food in different establishments, and how can this information be used by these establishments and by public policymakers? An examination of the data to determine the importance of each cluster to each type of retail vendor shows that, 2002 Vol. 14 No. 2 among the people in our sample, Home Cookers purchase 59 percent of all the grams of food that were sold in retail stores, 20 percent of restaurant food, and 13 percent of the food from carryout establishments. The clusters most likely to be consumers of carry out food were the Young Professional, Working Family, and Carryout. People in these groups tend to be younger, employed, and have some college education. Policymakers can use this information to determine how policies will affect different market segments: stores, restaurants, cafeterias, or carryout establishments. Owners and marketers of these establishments can determine where else their customers are obtaining food and design an appropriate marketing strategy. Future research needs to address the effect that the choice of where to obtain food has on the quality and healthfulness of the diet. Identifying the consumers who are the first to make changes to their shopping habits, as well as identifying their preferences, will help retailers and those who design public food policy to serve consumers better. 19 References Carlson, A., Kinsey, J., & Nadav, C. (1998). Who Eats What, When and From Where? Minneapolis, MN: The Retail Food Industry Center, University of Minnesota. Working Paper Series. Food Institute. (1997). U.S. Food Service Industry Segments. Food Institute Review, 44, 3. Hartigan, J.A. (1985). Statistical Theory in Clustering. Journal of Classification, 2, 63-76. Kinsey, J. (1983). Working wives and the marginal propensity to consume food away from home. American Journal of Agricultural Economics, 65, 10-19. MacQueen, J.R. ( 1967). Some Methods for Classification and Analysis of Multivariate Observations. Paper presented at the Fifth Berkeley Symposium on Mathematical Statistics and Probability, Berkeley, CA. Prochaska, F., & Shrimper, R. (1973). Opportunity cost of time and other socioeconomic effects on away-from-home-food consumption. American Journal of Agricultural Economics, 66, 595-603. Putnam, J.J., & Allshouse, J.E. (1996). Food Consumption, Prices, and Expenditures, 1970-94. U.S. Department of Agriculture, Economic Research Service. Statistical Bulletin No. 928. SAS Institute, Inc. (1989). SASISTAT User 's Guide, Version 6 (4th ed.). Cary, NC: SAS Institute, Inc. Siegel, S. (1956). Nonparametric Statistics for the Behavioral Sciences. New York: McGraw-Hill. U.S. Department of Agriculture, Agricultural Research Service. (1994). Continuing Survey of Food Intakes by Individuals (CSFII). 20 Family Economics and Nutrition Review Vivica Kraak, MS, RD David L. Pelletier, PhD Jamie Dollahite, PhD, RD Cornell University 2002 Vol. 14 No.2 Food, Health, and Nutrient Supplements: Beliefs Among Food Stamp-Eligible Women and Implications for Food Stamp Policy Several U.S. professional organizations that develop research-based dietary recommendations for the public support the position that most nutrients can and should be obtained by consuming a balanced diet. This position differs from the widespread and growing use of supplements by the public and changes in public policy currently under consideration, such as the proposal to allow nutrient supplements to be purchased with food stamps. This study investigated the attitudes and beliefs of a diverse sample of food stamp-eligible women concerning the relationship among food, health, nutrient supplementation, and associated lifestyle factors; these findings were then related to ongoing policy dialogue. The findings suggest the need to clarify the policy goals, conduct a more systematic examination of potential strategies for achieving those goals, and broaden the set of explicit criteria used when considering supplement-related policies in this population. M any U.S. organizations that develop research-based national dietary recommendations support the position that nutrients required by healthy people can be obtained by consuming a balanced diet (Pelletier & Kendall, 1997). The American Dietetic Association maintains that "the best nutrition strategy for promoting optimal health and reducing the risk of chronic disease is to obtain adequate nutrients from a wide variety offoods" (Hunt, 1996). The Food Guide Pyramid and the Dietary Guidelines for Americans, 2000 also support this perspective by promoting a food-based approach for U.S. consumers to achieve optimal health (Johnson & Kennedy, 2000). The use of supplements, 1 however, is a growing trend, which suggests that Americans are becoming more receptive to nonfood sources of nutrition for health promotion. A recent biannual nationwide survey conducted by the American Dietetic Association (2002), which tracks public attitudes, beliefs, knowledge, and practices related to food, nutrition, and health, found that nearly half ( 49 percent) of the adults surveyed took supplements daily, and more than a third (38 percent) believed that taking supplements is necessary to ensure 1Nutrient supplements are defined by the U.S. Department of Health and Human Services (DHHS), Office of Dietary Supplements as a formulation containing at least one or more of a variety of vitamins and minerals used to supplement the diet by increasing the total dietary intake. Dietary supplements, a broader class of products, include a vitamin, mineral, amino acid, herb, or other botanical intended for ingestion in the form of a capsule, powder, soft gel, or gel cap, and which is not represented as a conventional food or as a sole item of a meal in the diet (Office of Dietary Supplements, 1999). 21 good health. The high prevalence of supplement use has been confirmed in other national surveys (Balluz, Kieszak, Philen, & Mulinare, 2000; Bender, Levy, Schucker, & Yetley, 1992; Slesinski, Subar, & Kahle, 1995; Subar & Block, 1990). Further analyses suggest that users of nutrient supplements tend to have higher incomes and education and more healthful lifestyles than do nonusers (Nayga & Reed, 1999; Neuhouser, Patterson, & Levy, 1999), although supplement use also · is associated with having one or more health problems (Bender et a!., 1992; Newman et a!., 1998). Many studies have reported that vitamin and mineral intakes from food tend to be higher among supplement users than nonusers, but analysis of data from the 1989-91 Continuing Survey ofFood Intakes by Individuals revealed that this relationship can vary across sociodemographic groups and is influenced by the motivations and beliefs for using supplements (Pelletier & Kendall, 1997). In 1995 and 1999, Congress considered legislation to permit food stamp recipients to use their benefits to purchase dietary supplements (H.R. 104-236 and S.1307, respectively) (Thomas, 2000). This legislation was opposed by many organizations that monitor public health and hunger, including the American Academy of Pediatrics; American Heart Association; USDA; and the Food, Research, and Action Center (Pelletier & Kendall, 1997; Porter, 1995; Skolnick, 1995). These organizations voiced a range of concerns: Most important was that a policy change would depart from the original intent of the Food Stamp Program (FSP), and supplements would not provide the calories needed or full range of nutritional benefits by children to avoid health problems and maximize learning potential in school (Porter, 1995). The proposed change was also seen as an attempt by a billion-dollar 22 supplement industry to widen its market (Skolnick, 1995). USDA's position on this issue was stated in these terms: Because vitamins and minerals occur naturally in foods, a good diet will include a variety of foods that together will supply all the nutrients needed ... . Because these products serve as deficiency correctors or therapeutic agents to supplement diets deficient in essential nutrition rather than as foods, they are not eligible for purchase with food coupons. (Porter, 1995) Those favoring the proposed legislation maintained that the bill would expand dietary choices by giving food stamp recipients the option of improving their diet through additional nutrients. The Council for Responsible Nutrition, a trade organization representing the food supplement industry, testified in Congress: When critical food choices are necessary, spending a few cents a day for a vitamin and mineral supplement may actually be the best and most economical choice available to a person at nutrition risk. (Dickinson, 1998) Thus, supporters framed the issue in terms of improving nutrition and maintaining personal choice. A report prepared by USDA at the request of Congress examined issues related to this proposal (U.S. Department of Agriculture [USDA], 1999). Among other findings, the report noted vitamin and mineral intake from food differs little across income levels, food stamp recipients tend to have nutrient profiles that are comparable to nonrecipients, and a third (35 percent) of food stamp recipients already purchase supplements with other income sources. The current policy, therefore, may not restrict individual choice as some have suggested. There is a paucity of research elucidating attitudes, beliefs, and supplementuse practices oflow-income, ethnically diverse Americans. One study suggested that food stamp recipients are less likely to take dietary supplements than are nonrecipients. However, it analyzed neither the reasons for this practice nor the relationship to nutritional quality of the diets, health status, socioeconomic circumstances, or other contextual factors (Nayga & Reed, 1999). The purposes of the present research were to investigate the attitudes and beliefs toward supplement use among food stamp-eligible women to understand better the potential effects of policy changes in this population and to relate these fmdings to the earlier policy dialogue about this issue, including the discussion of policy goals, strategies, and criteria for selecting among them. Methods Study Sites and Sampling The purpose of this research was to clarify the perspectives about nutrient supplement use rather than to obtain population-level estimates of the distribution of particular beliefs. Qualitative methods were used by two researchers trained in qualitative research techniques (Miles & Hubberman, 1994) to elucidate attitudes and beliefs of food stampeligible women concerning food, health, and nutrient supplements. Member checks and peer debriefing2 2A member check involves obtaining feedback from respondents on the interpretation of the data following the analysis; peer debriefing involves discussing the analysis and interpretation of the data with other researchers (Miles & Hubberman, 1994). Family Economics and Nutrition Review were techniques used by both researchers to enhance the reliability and credibility of the data (Kraak, Pelletier, & Dollahite, 2000). Three study sites were selected to provide ethnic and regional variation among food stamp-eligible individuals who were nutrient supplement users or nonusers. A purposeful sample was obtained at each study site and was based on ethnicity (African American, White, Latina, and Asian), eligibility for food stamps (current recipient and/or former recipient), and use of supplements (user or nonuser). Each case was reviewed and classified according to the usual supplement-use habits. For instance, women were categorized as users if they occasionally used supplements whenever the supplements were needed or when they remembered to take them. By contrast, women were categorized as nonusers if they took a prenatal multivitamin/ mineral only during pregnancy, as advised by their physician, but did not use supplements preceding or following their pregnancy. The interviews were conducted in urban locations including New York; San Francisco, San Jose, and Oakland, California; and Fort Smith, Arkansas. With the assistance of the Cooperative Extension staff in each site, werecruited 72 individuals--6 from each ethnic group in each location. Efforts were made to recruit participants who were food stamp-eligible adult women, at least 18 years old, who had received or were receiving food stamps, and were not pregnant or breastfeeding. The final sample consisted of24 individuals in New York (NY), 25 in California (CA), and 23 in Arkansas (AR). Participants in NY were drawn from the Expanded Food and Nutrition Education Program (EFNEP). Those in CA and AR were drawn either from the EFNEP and Food Stamp Nutrition Education Program (FSNEP) or 2002 Vol. 14 No.2 contacted with the assistance of organizations serving the population that met the sampling criteria. The age range for the 72 participants was 19 to 75 years. Thirty-eight of the final sample used supplements, 34 did not; 37 were food stamp recipients, 34 were not; and 1 respondent was unclear about her use of supplements. The final sample consisted of 19 Whites, 16 African Americans, 20 Latinas, and 17 Asian Americans. Most interviews were conducted in English among bilingual interviewees; in interviews with three Asian participants, a bilingual interpreter was used. Eligibility for EFNEP in the participating States required a family income less than or equal to 185 percent of the poverty level; whereas, eligibility for FSNEP was less than or equal to 130 percent of the poverty level. Specific questions about income were not asked, but participants were asked to identify all of the food assistance programs they knew they were eligible for and had participated in. Some EFNEP participants may have been ineligible to receive food stamp benefits. Current or former food stamp recipients made up 38 percent of the sample in NY, 52 percent in CA, and 65 percent in AR. Interview Guide, Data Collection Methods, and Analysis Qualitative methods were used for data collection and analysis (Miles & Hubberman, 1994). A semi-structured, open-ended interview guide was used to elicit participants' views and attitudes concerning the following areas: • attitudes about and participation in food assistance and nutrition education programs; • eating habits; • beliefs about the adequacy of foodbased nutrients in the average American diet; • beliefs about the general attributes of a healthy person; • perceptions about their own health status; • personal health concerns; • health-promoting or healthdetracting behaviors; • intentions to adopt health-promoting behaviors; • perceptions about the meaning of the term supplement; • specific supplement-use habits; • influences promoting nutrient supplement use; • reasons for not using or discontinuing supplements; • beliefs about the benefits and drawbacks of allowing the use of food stamps to purchase nutrient supplements in addition to food; and • opinions about who-the government or food stamp recipients-should decide how food stamps could be used if the policy changed. After receiving input from staff of the Cooperative Extension program, we pretested and modified the interview guide for each site. Interviews were taped and transcribed verbatim. Data from the transcripts, demographic information, and field notes were used to analyze the qualitative data. A consolidated summary was generated from the ethnic- and geographically based summaries of pertinent emergent themes. An in-depth analysis of key themes was undertaken in four specific categories: • Nutrient supplement users receiving food stamp benefits • Nutrient supplement users not receiving food stamp benefits • Nutrient supplement nonusers receiving food stamp benefits • Nutrient supplement nonusers not receiving food stamp benefits 23 About one-half of the participants described a supplement as a substitute or a replacement for food. About one-quarter of the. participants described it as something taken in addition to the nutrients one could obtain from food, and another quarter expressed uncertainty about the purpose or role of a supplement. 24 These categories emerged as more important themes than the regional and ethnic categories used to obtain the heterogeneous sample. Emergent themes were incorporated into a conceptual framework describing the attitudes, beliefs, and practices of the women. Examples were chosen to illustrate the breadth of results for each question in the interview guide. The research site (NY, CA, AR), participants' ethnicity, supplement status (user vs. nonuser), and food stamp status (recipient vs. nonrecipient) are indicated after each quote. In some cases, approximate percentages are provided to give a sense of the number of women who expressed a certain viewpoint, although population representativeness should not be inferred. Results Attitudes and Beliefs About the Adequacy of Food-Based Nutrients Two major themes emerged from this question: "Can the average person get all the vitamins and minerals he/she needs to be healthy, from the average U.S. diet, without taking a multivitamin and mineral pill?" Theme 1 : Roughly 60 percent of participants believe it is possible to get all nutrients from food, but most people do not do what is necessary to achieve that goal because of one or more of the following: • fast-paced and stressful lifestyles • ease and convenience of eating ''junk" food • lack of attention paid to the diet until chronic diseases develop • lack of knowledge about what to select and prepare to meet needs • lack of precision in serving sizes to eat according to the Food Guide Pyramid • personal preferences that influence food choices that may not be nutritious • time and money required to make wise decisions (especially challenging for low-income working mothers) • the perception that healthful foods are too expensive to afford on a limited income Theme 2: Less than one-quarter of respondents said it is not possible for a person to obtain all necessary nutrients exclusively from food because certain health conditions might require people to take nutrient supplements. Also, respondents had concerns about how food is produced and processed with special reference to nutrient losses, use of pesticides, and food additives and/or preservatives that were believed to change the nutrient value of food. Illustrations of the participants' attitudes and beliefs about the adequacy of food-based nutrients and the role of nutrient supplements appear in the box on page 25. Perceptions Concerning the Role of a Supplement When participants were asked, "What comes to mind when you hear the word supplement?" the responses followed three themes. About one-half of the participants described a supplement as a substitute or a replacement for food. About one-quarter of the participants described it as something taken in addition to the nutrients one could obtain from food, and another quarter expressed uncertainty about the purpose or role of a supplement. Family Economics and Nutrition Review Illustrative statements of people's attitudes and beliefs about adequacy of food-based nutrients and the role of supplements "Can the average person get all the vitamins and minerals he/she needs to be healthy from the average U.S. diet, without taking a multivitamin and mineral pill?" Time and money to make wise food choices and/or to prepare nutritious foods were lacking. "Yes, if they eat right. If they have their diet balanced right, I believe they can, but most people don't do that. It's our culture ... our society in America. You just slam food into your mouth and keep running. The way the government has made it, people have to work to live, and they don't take the time out for themselves. It's really a labor of love. You really have to dedicate every day, commit, and I'm thinking about this right now . .. 'How can I bring a lunch to work that's more nutritious?' . .. A lot of people don't have the time or energy to commit that way." CA, White, supplement user, former food stamp recipient Food preferences influence food choices that may not provide all the nutrients people need. "No and that's why I think l need to eat my vitantins because l don't get enough. This food guide program of so much ofthis and that. ... I don't follow it. I get three servings of fruits and vegetables out offive . . .. I an1lucky that I like them. Even ifl try, I am not very precise with my servings, and that is why I think I don't get all the nutrients I need." CA, Latina, supplement user, non-food stamp recipient Food production techniques affect nutrient availability. "No, the good stuff [food] is too expensive because they [retailers] know it's good. Sometimes when they grow it with that .... I don't know how to explain it, I don't know all the terminology of it but for it to grow faster, it doesn't have all its nutrients, [and] half the time when people buy it, they don't cook it right . ... " AR, White, supplement user, former food stamp recipient Certain health conditions might require people to take supplements. "No ... sometimes it is good to take vitamins ... you go to the doctor and he prescribes for you how much you must take and how often ... some people need to take more because they don't have enough of something or they've become anemic ... . "NY, White, supplement user, non-food stamp recipient "What comes to mind when you hear the word supplement?" A supplement is a substitute or replacement for food. "It's like a second thing ... that supplies ... it's a replacement I would think .... it's like the fruits and vegetables; you can get better vitamins from them than pills, but sometimes when you can't take all the foods that you need, you can take a pill ... ; it's not the best thing but it helps." AR, Latina, supplement user, non-food stamp recipient A supplement adds extra to the nutrients obtained from food. "Something that gives you additional help, extra help .... it actually gives you more support for your body, the necessary nutrients for your body because you don't have enough from the food." CA, Asian American, nonsupplement user, non-food stamp recipient There is uncertainty about the role or purpose of a supplement. "It helps somehow [to] control the disease or something like that. ... It's for your memory, and you can go to sleep easier. It's very good if that person is a woman and if she is pregnant .... [I]t is very good for her child . . . and for the elderly. Oh, I don't know, I am not sure." CA, Asian American, nonsupplement user, non-food stamp recipient 2002 Vol. 14 No. 2 25 Perceptions of Health Status The participants were asked a series of questions about what constitutes good health, their perceived health status, and any healthful or unhealthful activities they engaged in. They were asked, "Do you consider yourself to be healthy?" (table 1). In general, the women described health status along a continuum of well-being, with roughly equal numbers expressing these three views: (1) they did not feel healthy, (2) they were somewhat healthy but · could make changes to improve their health, and (3) they were healthy. The primary difference between the non-food stamp recipients and the current or former food stamp recipients is that the latter group reported more health problems, regardless of supplement use. Some women said they were not healthy because of chronic diseases such as diabetes, hypertension, obesity, asthma, and arthritis. Some also indicated that they had epilepsy, anemia, gastrointestinal problems, mental health conditions related to depression, and histories of substance abuse and domestic violence. Reasons for Using Nutrient Supplements Participants were asked whether they consumed anything besides food, for any reasons. Questioning was done to probe for the range of possibilities of supplement use. They were then asked whether they took any vitamin or mineral pills, and if they answered "yes," they were asked what they took (either generic or brand names were offered), the dosage, and how often they took the vitamin or mineral supplement. They were also asked the reason(s) for taking supplements, the means by which they obtained them, the estimated cost of the supplements, how they were paying for them (e.g., out-of-pocket cash or insurance reimbursement), and any other 26 information about dietary supplements (e.g., herbs) that they and/or other household members were taking. The responses were categorized into eight emergent themes that related to 1. Brands of supplements used by adults 2. Supplement use by children 3. Reasons for use of single-nutrient supplements 4. Dosage of supplements 5. Income constraints and patterns of supplement use 6. Acquisition of supplements 7. Promotion of supplement use by influential figures 8. Media influence on supplement use Multivitamins/multiminerals were the most common nutrient supplement taken by the participants. Family members usually took the same brand. Some women and family members took supplements with added nutrients beyond a standard multivitamin formulation. Children were most often given either multivitamins or nutrient supplements containing specific micronutrients such as vitamin C and zinc. Parents who did not take supplements themselves often ensured that their children took a daily multivitamin. "My husband doesn't [take vitamins], but my kids take a generic multivitamin with extra vitamin C; ... off the top of my head, I don't know [how much vitamin C], but they each take one of them. I just assumed that it would be better for them because they have so many different choices, and I just hear so much about vitamin C being so important for people ... that's why I grabbed that one . . .. [I]t was just something I thought they needed, and of course, just about everything I buy is generic because when you are on a low income like we are, you have to stretch your dollars as far as you can. Sometimes it's hard, but I just thought .. . they've all been healthy ... . I've been pretty lucky." AR, White, nonsupplement user, current food stamp recipient Single nutrient supplements were taken either in addition to or instead of a multivitamin and often for specific reasons. Some women said it was important to purchase a multivitamin and mineral supplement if they thought it would provide a positive benefit such as improving their energy level, managing stress, building up their body reserves, preventing infections, or managing chronic diseases. Some participants were able to describe why they were taking supplements as illustrated in the example below. Others were unable to describe clearly what the supplements were supposed to do for them. "I take a lot of herbs. I take Echinacea, calcium, magnesium with zinc, and I take 1,000 mg ofvitamin C every day. I [also] take some beta-carotene." [Interviewer: Why are you taking the calcium, magnesium, and zinc?] "Because it builds bones .... I was a polio victim when I was 3 months old and so I take it to build up [my bones] ... and then it's good for ... what do you call it? Osteoporosis. The vitamin C keeps colds out because, as a diabetic, you can contract anything quickly .... [I]t stops the flu and colds and stuff. I took it through the winter and didn't have any problem. AR, African American, supplement user, non-food stamp recipient Family Economics and Nutrition Review Table 1. Beliefs about personal health among food-stamp eligible women: "Do you consider yourself to be healthy?" Perceived status "I am not healthy . . . " Illustrative statements "Not me because I get so tired at the end of the day. See, I work a lot, but I get so tired at the end of the day. I don't know if this is normal. . . . It's like when my husband come(s] home at night and he's trying even to talk to me, I can't even open my eyes to talk to him." "Oh, no, because I'm overweight. I've been that way pretty much all my life, and I think it's not due to what I eat. . .. it's because of what I like to do. I don't get enough exercise, that's the biggest part. If I exercised, I could be the size I wanted to be, but there never seems to be enough time in my day to take that time out for me. I eat stuff that's not considered healthy. I don't sit down and eat junk food like potato chips, but I don't eat what you would call good-for-you foods like fruits and vegetables. We eat them, but I try to make it more a part of my kids' [diet] than I do mine .... I think about them, but I don't stop to think about myself." "I am somewhat healthy . .. " "Yea, pretty much. I might contradict myself here because I know that I'm overweight. ... I don't feel that it is "I am healthy . . . " 2002 Vol. 14 No. 2 causing me to be really unhealthy where I am dragging .... I could probably lose the weight and feel better." "No, because I don't really eat right. I eat about one meal a day sometimes, and then I will ... snack throughout the day on chips and soda ... you know, junk food. I don't eat right. . . . I consider myself to be somewhat healthy . .. healthier than ... this is what I am trying to say. If I took vitamins, I don't think that would change anything ." "Yea. I consider myself to be healthy. I eat the right types of foods, I hardly ever get sick with the flu or anything like that, and I exer.::ise." "Yes ... I'm a little overweight, but it's okay .. . . I don't have diabetes .... I haven't developed any of those diseases. I don't have heart disease yet. I've been trying real hard to keep it down. I'm trying to lose more weight." Respondents' characteristics NY, White, supplement user, non-food stamp recipient AR, White, nonsupplement user, food stamp recipient AR, Latina, supplement user, food stamp recipient CA, White, nonsupplement user, food stamp recipient AR, White, nonsupplement user, food stamp recipient NY, African American, supplement user, food stamp recipient 27 " ... I thought I had ovarian cancer but it was [endometriosis]. I'm starting to feel better now .. . and I'm taking vitamins, which I don't like to do . . .. I don't like taking pills. I started 2 months ago. My nails are getting stronger, I'm feeling healthier, and my hair is growing faster. I take them every day. I love it because it is about $5 for a 30- day supply. It's got the vitamin E, the magnesium and zinc, the herbal energy, and the rest of them ... the value pack . .. . I pay my own cash for them." AR, White, supplement user, former food stamp recipient Many participants were not always attentive to the dosage or brand of the supplements taken: They admitted taking less than what was recommended or not taking the supplements daily. Because these participants had limited incomes, they wanted the supplements to last longer. "I take vitamin E for skin, vitamin C, and calcium. On the [vitamin E] bottle it says to take one pill three times a day but I only take one a day because I can't afford to buy 'em for three times a day." AR, African American, supplement user, current food stamp recipient Most women living on limited incomes either paid for supplements themselves, received them through Medicaid or MediCal when a prenatal multivitamin or iron was prescribed, or received them from friends or relatives who would share their supplements or purchase supplements for the participants when resources were low. 28 "The prenatal vitamins ... when I ran out, I just didn't take them [any] more .... They gave them to me free at the clinic ... through MediCal. ... The kids take vitamin B, vitamin C, and the little kid vitamins .... I pay for them out of my own pocket." CA, African American, nonsupplement user, food stamp recipient Friends, relatives, and/or physicians most commonly recommended supplements. Pharmacists, dentists, and sales associates in health-food stores were identified less frequently as authorities encouraging supplement use. No participant identified a nutritionist or dietitian as a professional recommending supplement use. The media was cited less frequently than were authoritative figures for influencing supplement use and was reported to have both a positive and negative influence on women's use of supplements. In some cases, the media messages influenced them to try something new. In other instances, the media messages promoting supplement use were disregarded, because the woman questioned the benefit of the products. "I think they are just trying to get you to buy the product ... just like any commercial. For some people, it might be a good thing. I don't drink milk, so maybe I could take some type of calcium supplement. But if you eat right and do everything right, there is no need for that. They just want your money." CA, White, nonsupplement user, current food stamp recipient One participant equated the side effects of medications with the potential side effects of nutrient supplements and stated that she avoided them. "Yea, we've seen [the TV advertisements]. Well, they show all those side effects ... , and that scares me . . . . [S]ide effects scare me to death. I took some antibiotics when I was sick, and I had some real bad side effects. [Interviewer: Is that different from a vitamin?] It's just the side effects that scare me." AR, White, nonsupplement user, current food stamp recipient Reasons Why Women Do Not Take Nutrient Supplements Several different themes were identified to explain why women chose not to take nutrient supplements. About onequarter of the participants believed it was possible to get all the vitamins and minerals one needs from food. "I don't take any vitamins because I get all the vitamins I need from the fruits and vegetables I eat." AR, White, nonsupplement user, food stamp recipient Women and/or their children avoided or discontinued supplement use for reasons such as cost and the need to prioritize expenses; side effects such as nausea, dizziness, or constipation; potential or perceived side effects; and dislike of the taste by children. "My kids will not take vitamins .... [T]hey don't like the taste . .. . [The vitamins] taste nasty [or] have a funny taste ... . [I]t's not like regular foods that you can prepare differently." CA, Latina, nonsupplement user, current food stamp recipient Family Economics and Nutrition Review The women cited several reasons for discontinued supplement use: a multivitamin could overstimulate the appetite, the supplements had previously not produced the anticipated effects, and for some women who were already taking pills for medical conditions, they did not want to take more pills. A few did not think about purchasing a multivitamin pill or nutrient supplement while grocery shopping. The Use of Food Stamp Benefits to Purchase Nutrient Supplements The responses of participants were divided into two groups concerning the use of food stamps to purchase nutrient supplements (table 2). The first group consisted of a minority of participants who believed that food stamps should be used only for food because (1) the monthly food stamp allowance was not adequate to meet a household's food needs especially in large families, (2) recipients should eat vegetables or fruits rather than take pills, and (3) a vitamin pill would not alleviate hunger or promote satiation as food could. The second group believed certain circumstances deserved consideration so that needy families could purchase nutrient supplements. Several themes were identified to characterize the view of both food stamp recipients and nonrecipients who said it was a good idea to allow recipients to purchase a multivitamin and mineral pill with their food stamp benefits because it might (1) assist them in getting what they need nutritionally while living on a low income; (2) help parents save pocket money that could be used toward something else such as buying children's clothes or school supplies; and/or (3) improve food stamp recipients' overall health. 2002 Vol. 14 No.2 In Arkansas, three food stamp recipients expressed that taking a multivitamin would be less expensive than buying fresh fruit. Although they would have preferred to purchase fruit, they believed that taking vitamin C or a multivitamin would be the most practical and least expensive alternative for low-income families. Some said that changing the FSP policy was a good idea if recipients could not buy healthful food. However, others said it was a good idea because they believed that food stamp recipients generally do not eat healthful foods. Other attitudes and beliefs shared concerning the benefits of supplements included these: • Food stamp recipients should take one multivitamin instead of several vitamin or mineral pills. • It is feasible to use food stamp benefits for supplements if recipient makes wise budgeting decisions. • Supplement use would depend on the person or family situation. • Supplement use could set a good example for children and might stimulate other healthful habits such as buying more healthful foods. • It is easier to take a pill than to eat healthful food. • Food stamp recipients need to be convinced of the benefit of taking a multivitamin and mineral pill regularly. A few food stamp recipients suggested that the government offer a special coupon to families each month that could be used to purchase a designated supplement-similar to providing specific WIC commodities-but if recipients did not use the coupon, they would lose the benefit. Most women living on limited incomes either paid for supplements themselves, received them through Medicaid or MediCal ... , or received them from friends or relatives ... when resources were low. 29 Table 2. Food stamp-eligible women's perceptions regarding the use of food stamps to purchase nutrient supplements Perceived status Group 1 "Food stamps are for food only because .. . " Group 2 "Food stamps could be used to purchase nutrient supplements because ... " 30 Illustrative statements "I would rather buy food, because I get hungry and I need to eat . .. I like to eat. [A vitamin and mineral pill] won't do [anything] for me . .. . [T]he welfare office does not give you enough food stamps to have that luxury to also buy vitamins. I only get $230 for my two daughters, and they are thinking that's enough for food for the whole month and it [isn't]! You really don't have that much money coming in to afford to buy that. You would rather have your k·id eat food than a vitamin; .. . it would not be bad if a person receiving food stamps also had more income coming in if that is what they want to do." "You buy vitamins automatically with food stamps, because you're buying your fruits and your vegetables and stuff like that ... so it's really the same thing ." "It would help because then that money I spend on my calcium, I could spend on something else. My kid always needs socks and underwear ... he's growing so fast .. .. Yea, I would probably [take] vitamins and [my son] would [take] vitamins, but vitamins and stuff like that are just outrageous. You just can't afford it! [If money wasn't an issue], I would probably buy [vitamins] to make sure I was getting what I was supposed to and what my body really needed, so that my body wouldn't break down, and I wouldn't have so many health problems." "I think that would be great, because a lot of people out there can't shop, and it would be just as easy to take a pill to stay healthier. Many times I've been low on food stamps, cooked for the kids, and went hungry .... I could have used that vitamin supplement." "I think a lot of your healthier foods are more expensive .... [l]f you go to buy your fruits, other than bananas and apples and oranges, when you start buying for a family of seven, you're talking several bags of each. I think that to be healthier, you are going to have to spend more .... I think it's too expensive to eat what they should eat." Respondents' characteristics CA, White, nonsupplement user, current food stamp recipient NY, African American, supplement user, current food stamp recipient AR, White, supplement user, current food stamp recipient AR, White, nonsupplement user, current food stamp recipient AR, White, nonsupplement user, current food stamp recipient Family Economics and Nutrition Review Perceived Drawbacks to Using Food Stamps to Purchase Nutrient Supplements Several participants shared some possible drawbacks to allowing food stamp recipients to use their benefits to purchase supplements. They believed recipients might purchase supplements but not take them, might not give their children adequate food ifhousehold resources were spent on a supplement, might not be able to absorb the nutrients from a pill or may be allergic to the supplement, or might abuse the FSP by selling food stamp benefits or nutrient supplements for cash. They also thought that allowing recipients to purchase supplements might reinforce the perception that food is not needed if vitamins are substituted and that taking too many or high doses of supplements may be harmful. Decision making About the Use of Food Stamps Participants were asked their opinion regarding who should decide how food stamps are used--either the government or recipients. Three themes emerged: they believed food stamp recipients should decide, the government should decide, or the government and people should work together to decide. More than half of the food stamp recipients indicated that the people rather than the government should decide how food stamps are used. Many acknowledged, however, that the government's position would be more heavily weighted because it provides the benefits. Discussion The FSP-supplement proposal, far from being a simple policy change, brings two relatively new concerns to the foreground with respect to the goals of the FSP: (1) Should the goals of the 2002 Vol. 14 No.2 FSP be broadened to include health promotion beyond that associated with achieving equity in food intake? A related question is whether the supplement proposal is an appropriate strategy for doing so. (2) Given the high prevalence of supplement use in the general population, should food stamp recipients have the same level of choice as the general population regarding how they obtain their nutrients (i.e., via foods or supplements)? A related question is whether the current FSP policy constrains such choice. This latter question reveals a concern for consumer autonomy as distinct from equity or health promotion. Autonomy has not been one of the stated goals of the FSP; for example, current regulations do not permit the use of food stamps to purchase prepared food away from home. While equity, health promotion, and autonomy all are implicated in this issue, much of the debate has emphasized only one or another of these goals and has not examined the actual strength of the trade-offs among them. The findings from the present study are synthesized below, in order to shed light on these policy questions. As shown in figure 1, women in this study appear to hold an overall philosophy regarding nutrient supplements that is shaped by their beliefs concerning the nutritional adequacy of food, the inadequacy of actual behaviors, perceived benefits and experiences, the concept of supplements itself, and their current supplement practices. This philosophy appears to be malleable and/or negotiable depending upon such factors as degree of self-reflection, the clarification of existing information or addition of new information (especially from influential interpersonal sources), or changes in the participants' health status or income. In a few cases in this study where participants believed their diet was adequate to provide them with all the nutrients they needed, their general philosophy appeared less malleable. The most plausible prediction to be derived from these findings is that nutrient supplement use will increase in this population as long as the dominant narrative in their personal information networks and other influential sources is positive toward using nutrient supplements. Conversely, information from national authorities-as reported in the media or through programs such as FSNEP or EFNEP-concerning adverse events, lack of efficacy, or false advertising claims is unlikely to reach this population efficiently, although it may do so after an indeterminate lag time. Supplement use is predicted to increase under both the existing FSP policy and revisions in the policy, although it is likely to be more rapid and extensive under a changed FSP policy. Implications for Policy Goals In attempting to relate these predictions to equity in food access, health promotion, and personal autonomy, we find it necessary to consider the potential effect of increased use of nutrient supplements on total household expenditures, on the quality offood intake itself, and on other health-related behaviors. Moreover, it is necessary to examine more carefully the meaning of autonomy in light of the information asymmetries noted in the preceding paragraph. Effect on Food Access. With regard to household expenditures, the expectation derived from household economics is that expenditures for supplements would reduce the income available for all other expenditures by an equal amount. That is, it would be subtracted from the total household budget not exclusively from the household food 31 Figure 1. Conceptual framework for food, health, and nutrient supplements among low-income, food stamp-eligible women Beliefs Adequacy of Food Itse lf (majority view) Perceived Benefits and Personal Experiences (variable) energy, immune function, illness prevention, s ide effects, hard to swallow, oor taste, children (u ecified reasons) Inadequacy of Actual Behavior (majority view) Concept of "Suppleme nt" fust-paced society, income, food prererences, disease, perceived health, other health-promoting behaviors, knowledge, processed foods replace ment/substitute (majority view), addition'complement, W1Ciear Influences Self-reflection, existing information, new information, influential sources, change in pe rsonal circumstances, sociocultural influences budget because only a fraction ofFSP households (25 to 40 percent) currently purchase their entire food supply with food stamps (USDA, 1999). Most (60 to 75 percent) augment their food stamps with other income sources, indicating a substitutability between food and non-food expenditures, and they must do so to an even greater extent when they purchase supplements. This is true regardless of whether food stamps or cash is used to purchase the supplements. A high-end figure of $5/month ( 17 cents/day for a mother and two children as used by USDA [1999] and the average food stamp household of2.4 persons in 1999 [with $338/month net income plus $162 in food stamps]), for example, would represent a !-percent decrease in income available for all other expenditures. If all of this were subtracted from non-food expenditures, there may be no effect on food expenditures. If all of it were subtracted from food expenditures (which average $224/ 32 month for FSP households), the effect could be a 2.4-percent reduction ($5) in food expenditures. Using a different set of assumptions and methods, USDA estimated a low-end effect of26 cents/month and high-end effect of94 cents/month (0.4 percent) reduction. One of the major reasons for this difference (compared with the present estimates) is that the USDA method averages the effect across all FSP households; whereas, the present method emphasizes the potential effects on smaller subgroups (USDA, 1999). Notwithstanding these large differences among estimates in percentage terms, effects of this size do not appear to constitute a significant threat to food access, especially since households would retain the option of foregoing supplements in favor of purchasing food. However, the policy change could have more serious implications for food access if it were to lead eventually to Philosophy Regarding Supplements (often malleable) changes in the way benefit levels are calculated. Specifically, ifthe base assumption for future Thrifty Food Plan calculations is that nutrient supplements can be used to meet some or all of a FSP recipient's vitamin and mineral requirements, especially for those that are relatively expensive from food alone such as folate, this could lead to significant reductions in benefit levels and, subsequently, food access. This is not a minor policy consideration. Effect on Health Promotion. In theory, a change in the FSP policy could affect recipients' health in several ways. A benefit is that it could compensate for or enhance the vitamin and mineral intake of recipients who have unhealthful diets. A drawback is that it could compromise the quality offood choices and intake because of the belief that nutrient supplements are an effective substitute for food. Reports by the USDA and Life Sciences Research Office address the former possibility in considerable detail (Life Sciences Family Economics and Nutrition Review Research Office, 1998; USDA, 1999), and the present study does not add further insight into the findings. However, the present study does suggest the danger that greater supplement use in this population may lead to compromises in the quality of food choices and intake-especially ifthere is an implied government endorsement of supplement use as a result of a change in food stamp policy. Implications for Autonomy. The majority of study participants expressed the view that food stamp recipients should not only make their own choices regarding supplement use (citing normative as well as pragmatic reasons) but also that the government should create the circumstances that would support recipients' choices. While these reasons have strong support from the perspective of ethics and welfare economics, respectively, this study also reveals some countervailing considerations that demand equal attention. First is the documentation of a wide range of misconceptions concerning the purpose and role of a supplement, the nature of its benefits, and the degree to which the health benefits of food and supplements are substitutable. Even if there is no change in the current policy regarding supplements, these misconceptions deserve attention in current nutrition education programs for lowincome populations. Second is the documentation that this population is likely to face significant information asymmetries because of the nature of their influential information sources, and will be unable to discover hidden quality defects on their own such as lack of efficacy and adverse consequences. Both of these situations suggest a middle ground in which food stamp recipients could exercise autonomy in decisionmaking, but government should 2002 Vol. 14 No.2 take effective steps to correct potential information failures. Such steps would need to include the following: designing a clear and effective education initiative regarding the use of nutrient supplements; regulating labeling, advertising, and other forms of promotion based on the messages that are targeted for and understood by this population; and evaluating the extent to which an implicit government endorsement of multivitamin and mineral supplement use (and its associated promotion by the supplement industry and retailers) is generalized by members ofthis population to include higher doses and/or other forms of dietary supplements. (This latter possibility was not investigated directly in this study.) Finally, a policy change regarding supplements would require a variety of administrative changes to define eligible items; inform manufacturers, retailers, and consumers of these rules; and monitor and enforce compliance with these rules. Strategies for Improving Food and Nutrient Intakes If promoting the health oflow-income Americans beyond that required for achieving equity is deemed a worthy policy goal, attention should then focus on the most effective and appropriate strategies to do so. Previous discussions have explicitly noted the logical fallacy of assuming that the most effective and appropriate strategy necessarily involves supplements or even the FSP itself (Life Sciences Research Office, 1998). Instead, this earlier analysis considered supplements, fortification, a variety of other incentives, and promotional or enabling strategies to improve food and nutrient intake to promote good health among food stamp recipients and low-income people in general. But even this is only a partial list of the potential strategies for pursuing one of the core public health goals as outlined in Healthy People 2010 (U.S. Department ofHealth and Human Services [DHHS], 2000). Investigating the larger food environment of food stamp recipients would be appropriate for the purpose of promoting health and other food-system goals such as improving access to and the quality of supermarkets, supporting the capacity of institutions that serve low-income groups to purchase fresh produce from local farmers, and expanding the ability to use electronic benefit transfer cards at farmers' markets or for community-supported agricultural schemes. A systematic examination of potential strategies (and an effort to reconcile health, food security and food-system goals pursued by other government programs) does not appear to have been undertaken. Conclusions One version of the FSP-supplement policy dialogue maintains that a change in FSP policy would give program participants the same freedom to use nutrient supplements that other Americans have and improve their health and nutritional status at a lower cost than is possible through careful food selection. A decision to change the FSP policy based on this narrative would greatly overestimate the benefits associated with a multivitamin and mineral supplement in a population where nutrient deficiencies are rare. It would overlook the potential for negative consequences (i.e., decreasing the intake of nutrient-dense foods), and it would neglect the imperfections and asymmetries in the information available to food stamp recipients and the cost of government actions required to correct this class of market failures effectively. A decision to change FSP policy further suggests that the net effect of proceeding with the policy change in the 33 absence of effective actions to correct for these market failures would be to shift some additional costs or risks onto an already disadvantaged population for the sake of little additional benefit, thereby raising serious ethical concerns. This study reveals the need to conduct a more systematic examination of the potential strategies for improving the nutritional health of food stamp-eligible households and the importance of using a more complete list of criteria when attempting to identify the most effective and appropriate goals and strategies. Acknowledgments This research was funded through the Food and Nutrition Research small grants program sponsored by the USDA Economic Research Service and administered by the University of California at Davis. We are grateful to the Cooperative Extension staff in New York City; Fort Smith, Arkansas; and San Francisco, San Jose, and Oakland, California, for their generous assistance in conducting this study. 34 References American Dietetic Association. (2000). Nutrition and you: Trends 2000. Journal of the American Dietetic Association, 100, 626-627. Balluz, L.S., Kieszak, S.M., Philen, R.M., & Mulinare, J. (2000). Vitamin and mineral supplement use in the United States: Results from the Third National Health and Nutrition Examination Survey. Archives of Family Medicine, 9, 258- 262. Bender, M.M., Levy, A.S., Schucker, R.E., & Yetley, E.A. (1992). Trends in prevalence and magnitude of vitamin and mineral supplement usage and correlation with health status. Journal of the American Dietetic Association, 92, 1096-1101. Dickinson, A. (1998). Optimal Nutrition for Good Health: The Benefits of Nutritional Supplements. Washington, DC: Council for Responsible Nutrition. Hunt, J. (1996). Position paper of the American Dietetic Association: Vitamin and mineral supplementation. Journal of the American Dietetic Association, 96, 73-77. Johnson, R.K., & Kennedy, E. (2000). The 2000 Dietary Guidelines for Americans: What are the changes and why were they made? Journal of the American Dietetic Association, 10, 769-774. Kraak, V., Pelletier, D., & Dollahite, J. (2000). How Do Food Stamp Eligible Women Negotiate Food and Nutrient Supplement Choices? Qualitative Findings From an Ethnically and Regionally Diverse Sample of Low-Income Nutrient Supplement Users and Nonusers. Division ofNutritional Sciences, Cornell University, Ithaca, New York (unpublished). Life Sciences Research Office. (1998). Analysis and Review of Available Data and Expert Opinion on the Potential Value of Vitamin and Mineral Supplements to Meet Nutrient Gaps Among Low-Income Individuals. Draft report prepared for the USDA Economic Research Service, Bethesda, MD (unpublished). Miles, M.B., & Hubberman, A.M. (1994). Qualitative Data Analysis. Thousand Oaks, CA: Sage Publications. Nayga, R.M., & Reed, D.B. (1999). Factors associated with the intake of dietary supplements. Family Economics and Nutrition Review, 12, 43-48. Neuhauser, M.L., Patterson, R., & Levy, L. (1999). Motivations for using vitamin and mineral supplements. Journal of the American Dietetic Association, 99, 851- 854. Newman, V., Rock, C.L., Faerber, S., Flatt, S.W., Wright, F.A., & Pierce, J.P. (1998). Dietary supplement use by women at risk for breast cancer recurrence. Journal of the American Dietetic Association, 98, 285-292. Family Economics and Nutrition Review Office ofDietary Supplements, National Institutes ofHealth. (1999). Retrieved September 12, 2000, from http://ods.od.nih.gov. Pelletier, D.L. (2001). Research and policy directions. In R. Semba & M. Bloehm (Eds.), Nutrition and Health in Developing Countries. Totawa, NJ: Humana Press. Pelletier, D., & Kendall, A. (1997). Supplement use may not be associated with better food intake in all population groups. Family Economics and Nutrition Review, 10, 32-44. Porter, D.V. (1995). Purchasing dietary supplements with food. Nutrition Today, 30,214-217. Skolnick, A.A. (1995). Experts debate food stamp revision. Journal of the American Medical Association, 274, 781-783. Slesinski, M.J., Subar, A.F., & Kahle, L.L. (1995). Trends in use of vitamin and mineral supplements in the United States: The 1987 and 1992 National Health Interview Surveys. Journal of the American Dietetic Association, 95, 921-923. Subar, A.F., & Block, G. (1990). Use of vitamin and mineral supplements: Demographics and amount of nutrients consumed. American Journal of Epidemiology, 132, 1091-1101. Thomas, P. (2000). Food stamps for dietary supplements? The Dietary Supplement, Issue 1(9). Retrieved September 12, 2000, from http:// www.thedietarysupplement.com. U.S. Department of Agriculture. ( 1999). The Use of Food Stamps to Purchase Vitamin and Mineral Supplements. Retrieved September 12, 2000, from http:// www.fns.usda.gov/oane/menu/Published/fsp/FILES/Program%20Design/ vitamin.pdf. U.S. Department ofHealth and Human Services. (2000). Healthy People 2010. Washington, DC. 2002 Vol. 14 No. 2 35 Arbindra P. Rima!, PhD Southwest Missouri State University 2002 Vol. 14 No. 2 Factors Affecting Meat Preferences Among American Consumers This study analyzed socioeconomic and nutritional factors affecting consumers' preferences for meatless meals and, specifically, meals with less red meat. Consumers' preferences were influenced by geographical location, racial and ethnic background, family composition, and household income. Although females were not statistically different from males in their preference for red meat, they generally preferred more meatless meals. Similarly, older respondents preferred more meatless meals and less red meat than did younger respondents. Meat was less preferred, as well, among American households in the highest income group. Advanced educational level of the respondents positively influenced the preference for meatless meals and meals with less red meat, and nutritional concerns among consumers also had a significant influence. Notably, compared with concerns for vitamins and minerals, concerns for cholesterol, fat, and sugar had a stronger effect on the preference for less red meat. Data such as those presented here can provide useful descriptions of the distribution of health-influencing behavior in our population. A mericans are consuming less red meat such as beef and more non-red meats such as poultry. In 1999 the per capita consumption of red meat was 117.7 pounds, an 11- percent drop since 1970 (U.S. Department of Agriculture [USDA], 2001a; USDA, 2001b). Poultry consumption, however, increased 102 percent during the same period (up to 68.3 pounds per person). In general, trends in consumption of animal products during the last 30 years involve more use of poultry, fish, lowfat milk, yogurt, and cheese and less use of red meat, whole milk, eggs, butter, and lard (USDA, 2001a). Although the decrease in the consumption of red meat has been compensated by an increase in the consumption of poultry to a certain degree, overall consumption of red meat has declined. Price, income, taste, and preferences are the key variables affecting the levels of meat consumption (Putnam & Gerrior, 1997). Differences in retail price between beef and poultry may explain some of the decline in the consumption of red meat. For example, per pound prices of retail beef and poultry have remained at an average of$3.70 and $1.50, respectively (Bureau ofLabor Statistics, 2001). Changes in income have relatively little or even a negative effect on the demand for red meat. For example, a report on food spending in American households in 1997-98 revealed that higher income groups, compared with the middle-income groups, decreased their total spending on beef (Blisard, 2001). Besides relative prices and income, many other factors played key roles in changing the demand for red meat. According to a report by the U.S. Department of Agriculture's (USDA) Economic Research Service (ERS) (Putnam & Allshouse, 2001 ), consumer concern about cholesterol and saturated fat, inconsistent quality, and lack of 36 convenience in preparation are associated with the negative trend in beef demand. Increasingly, associations between consumption of red meat and the onset of chronic disease have been reported. Examples include links between (1) metastatic prostate cancer and intakes of red meat and dairy products (Michaud et a!., 200 I) and (2) colon and other types of cancer and high consumption of red meat combined with low intakes of dietary fiber, fruits, and vegetables (Law, 2000). Additional research has shown that people reduce their risk for colon cancer when they substituted lowfat dairy products for high-fat versions, margarine for butter, poultry for red meat, and whole grains for refined grains (Slattery, Boucher, Caan, Potter, & Ma, 1998). These findings exemplify the enormous body ofliterature linking patterns of overall dietary intake with increased risk for cancer and other chronic diseases. Specific dietary patterns that begin during childhood-such as the consumption of high-fat dairy products and red meats-are likely to increase age-specific rates of cancer and other diseases in adult life; however, the risk may be reversed with later dietary change. For example, a reverse in childhood dietary patterns is demonstrated by more younger Americans becoming vegetarians. About 15 percent of the 15 million U.S. college students eat vegetarian meals during a typical day (Walker, 1995). In a similar study of 158 British undergraduate students, more females than males had avoided red meat. The main reason given was related to concerns for health and sensory factors (Santos & Booth, 1996). Our study analyzed socioeconomic and nutritional factors affecting consumers' preferences for meatless meals and, 2002 Vol. 14 No.2 Table 1. Change in consumption of meatless meals and red meats Response "You are eating more meatless meals than you used to" "You are eating less beef, pork, or lamb than you used to" Strongly disagree Somewhat disagree Neither agree nor disagree Somewhat agree Strongly agree n = 2,880. specifically, meals with less red meat. Nutritional concerns related to meat were examined. A regression analysis was performed to identify statistically significant socioeconomic and demographic characteristics, as well as nutritional concerns influencing consumer preference. Methods Data and Sample 34.97 19.57 7.84 15.36 22.26 The data set used in this study was part of a nationwide telephone survey of 2,880 U.S. households conducted by the Gallup Organization in 1997 for the National Peanut Association (National Peanut Council, 1997). The survey used a probability sampling method and included adults onl
Click tabs to swap between content that is broken into logical sections.
Title | Family Economics and Nutrition Review [Volume 14, Number 2] |
Date | 2002 |
Contributors (group) | Center for Nutrition Policy and Promotion (U.S.) |
Subject headings | Home economics--United States--Periodicals;Nutrition policy--United State--Periodicals |
Type | Text |
Format | Pamphlets |
Physical description | v. : $b ill. ; $c 28 cm. |
Publisher | Washington, D.C. : U.S. Dept. of Agriculture |
Language | en |
Contributing institution | Martha Blakeney Hodges Special Collections and University Archives, UNCG University Libraries |
Source collection | Government Documents Collection (UNCG University Libraries) |
Rights statement | http://rightsstatements.org/vocab/NoC-US/1.0/ |
Additional rights information | NO COPYRIGHT - UNITED STATES. This item has been determined to be free of copyright restrictions in the United States. The user is responsible for determining actual copyright status for any reuse of the material. |
SUDOC number | A 77.245:14/2 |
Digital publisher | The University of North Carolina at Greensboro, University Libraries, PO Box 26170, Greensboro NC 27402-6170, 336.334.5482 |
Full-text | Research Articles 3 Expenditures on Children by Families 11 Mark Uno Consumers' Retail Source of Food: A Cluster Analysis Andrea Carlson, Jean Kinsey, and Carmel Nadav Food, Health, and Supplements: Beliefs Among Food Stamp-Eligible Women Vivica Kraak, David L. Pelletier, and Jamie Dol/ahite 36 Factors Affecting Meat Preferences Among American Consumers Arbindra P. Rima/ 44 Food Acquisition Practices Used by Limited-Resource Individuals Kathryn M. Kempson, Debra Palmer Keenan, Puneeta Sonya Sadani, Sylvia Rid/en, and Nancy Scotto Rosato Trends in Food and Nutrient Intakes by Children in the United States Cecilia Wilkinson Enns, Sharon J. Mickle, and Joseph D. Goldman Trends in Children's Consumption of Beverages: 1987 to 1998 Yi Kyung Park, Emily R. Meier, Peri Bianchi, and Won 0. Song Research Briefs Insight 23: The Role of Nuts in a Healthy Diet Mark Uno, Kristin Marcoe, Julia M. Dinkins, Hazel Hiza, and Rajen Anand 83 Insight 24: Food Trade-Offs: Choosing How to Balance the Diet Julia M. Dinkins and Mark Uno Regular Items USDA Activities • Federal Studies • Journal Abstracts • Food Plans • Consumer Prices • Poverty Thresholds Ann M. Veneman, Secretary U.S. Department of Agriculture Eric M. Bost, Under Secretary Food, Nutrition, and Consumer Services Steven N. Christensen, Acting Director Center for Nutrition Policy and Promotion P. Peter Basiotis, Director Nutrition Policy and Analysis Staff The U.S. Department of Agriculture (USDA) prohibits discrimination in all its programs and activities on the basis ofrace, color, national origin, gender, religion, age, disability, political beliefs, sexual orientation, or marital or family status. (Not all prohibited bases apply to all programs.) Persons with disabilities who require alternative means for communication of program information (Braille, large print, audiotape, etc.) should contact USDA's TARGET Center at (202) 720-2600 (voice and TDD). To ftle a complaint of discrimination, write USDA, Director, Office of Civil Rights, Room 326-W, Whitten Building, 14th and Independence Avenue, SW, Washington, DC 20250- 9410 or call (202) 720-5964 (voice and TDD). USDA is an equal opportunity provider and employer. Editor Julia M. Dinkins Assistant Editor David M. Herring Features Editor Mark Uno Managing Editor Jane W. Fleming Peer Review Coordinator Hazel Hiza Family Economics and Nutrition Review is written and published semiannually by the Center for Nutrition Policy and Promotion, U.S. Department of Agriculture, Washington, DC. The Secretary of Agriculture has determined that publication of this periodical is necessary in the transaction of the public business required by law of the Department. This publication is not copyrighted. Contents may be reprinted without permission, but credit to Family Economics and Nutrition Review would be appreciated. Use of commercial or trade names does not imply approval or constitute endorsement by USDA. Family Economics and Nutrition Review is indexed in the following databases: AGRICOLA, Ageline, Economic Literature Index, ERIC, Family Studies, PAIS, and Sociological Abstracts. Family Economics and Nutrition Review is for sale by the Superintendent of Documents. Subscription price is $13 per year ($18.20 for foreign addresses). Send subscription order and change of address to Superintendent of Documents, P.O. Box 371954, Pittsburgh, PA 15250-7954. (See subscription form on p. 104.) Original manuscripts are accepted for publication. (See 'guidelines for authors' on back inside cover.) Suggestions or comments concerning this publication should be addressed to Julia M. Dinkins, Editor, Family Economics and Nutrition Review, Center for Nutrition Policy and Promotion, USDA, 3101 Park Center Drive, Room 1034, Alexandria, VA 22302-1594. The Family Economics and Nutrition Review is now available at http:// www.cnpp.usda.gov. (See p. 2.) Research Briefs 80 Insight 23: The Role of Nuts in a Healthy Diet Mark Uno, Kristin Marcoe, Julia M. Dinkins, Hazel Hiza, and Rajen Anand 83 Insight 24: Food Trade-Offs: Choosing How to Balance the Diet Julia M. Dinkins and Mark Uno Regular Items 86 Research and Evaluation Activities in USDA 90 Federal Studies 98 Journal Abstracts 100 Official USDA Food Plans: Cost of Food at Home at Four Levels, U.S. Average, December 2002 101 Consumer Prices 102 U.S. Poverty Thresholds and Related Statistics 103 Reviewers of 2002 Articles Volume 14, Number2 2002 2 United States Department of Agriculture CENTER FOR NUTRITION POLICY AND PROMOTION Check the CNPP Web site (www.cnpp.usda.gov) for the following information and publications: The Healthy Eating Index: 1999-2000 "Get on the Grain Train" "How Much Are You Eating?" Dietary Guidelines for Americans, 2000, 5th Edition Interactive Healthy Eating Index Recipes and Tips for Healthy, Thrifty Meals About CNPP CNPP Strategic Plan 2000-05 How to Get Information from CNPP Nutrition Insights Dietary Guidelines for Americans Food Guide Pyramid Food Guide Pyramid for Young Children USDA Healthy Eating Index Expenditures on Children by Families Family Economics and Nutrition Review Nutrient Content of the U.S. Food Supply Summary Report Interactive Nutrient Content of the U.S. Food Supply Official USDA Food Plans Putting the Guidelines into Practice: A Series of Brochures Web-Based Training on "The ABCs of the Dietary Guidelines 2000: Science and Application" USDA Supports 5 A Day for Better Health Making Healthy Food Choices Nutritional Status of WIC Participants Study Miscellaneous Files Symposia Proceedings Video Archives in Real Video Family Economics and Nutrition Review Mark Uno, PhD U.S. Department of Agriculture Center for Nutrition Policy and Promotion 2002 Vol. 14 No.2 Expenditures on Children by Families Since 1960 the U.S. Department of Agriculture has provided annual estimates of expenditures on children from their birth through age 17. This article presents the 2001 estimates for husband-wife and single-parent families. Data and methods used in calculating annual child-rearing expenses are described. Estimates are provided by budgetary component, age of the child, family income, and region of residence. For the overall United States, estimates of child-rearing expenses ranged between $9,030 and $10,140 for a child in a two-child, married-couple family in the middle-income group. C hild rearing is a costly endeavor. Since 1960 the U.S. Department of Agriculture (USDA) has provided annual estimates of family expenditures on children from their birth through age 17. USDA's annual child-rearing expense estimates are used in four major ways: • To determine State child support guidelines. Under the Family Support Act of 1988, States are required to have numeric child support guidelines and to consider the economic costs of raising a child in these guidelines. The economic well-being of millions of children is affected by child support. • To determine State foster care payments. In 1999 about 581,000 children were in foster care (U.S. Department of Health and Human Services, 2001). • To appraise damages arising from personal injury or wrongful death cases. For example, if a person with children is hurt on a job such that he or she cannot work, the courts use the expense figures to determine compensation for the family. • To educate anyone considering when or whether to have children. These expense estimates also may encourage teens to wait until they are adults and more prepared financially to have children. This article presents the 2001 expenditure estimates associated with rearing children. Data and methods used in calculating the child-rearing expenses are described; then, the estimated expenses are discussed. USDA Method for Estimating Expenditures on Children by Families1 USDA provides annual estimates of expenditures on children, by husbandwife and single-parent families, from their birth through age 17. Expenditures on children are estimated for the 1 Expenditures on Children by Families: 2001 Annual Report provides a more detailed description of the data and methods. To obtain a copy go to http://www.cnpp.usda.gov, or contact USDA, Center for utrition Policy and Promotion, 31 01 Park Center Drive, Room I 034, Alexandria, VA 22302 (telephone: 703-305-7600). 3 major budgetary components: housing, food, transportation, clothing, health care, child care/education, and miscellaneous goods and services (see box below). The most recently calculated childrearing expenses are based on 1990-92 Consumer Expenditure Survey (CE) data, which are updated to 2001 dollars by using the Consumer Price Index (CPI). The CE, administered by the Bureau of Labor Statistics, U.S. Department of Labor, is the only Federal survey ofhousehold expenditures collected nationwide. It contains information on sociodemographic characteristics, income, and expenditures of a nationally representative sample of households. The sample consisted of 12,850 husband-wife and 3,395 single-parent households, weighted to reflect the U.S. population of interest. In determining child-rearing expenses, USDA examines the intrahousehold distribution of expenditures by using data for each budgetary component. The CE contains child-specific expenditure data for some budgetary components (clothing, child care, and education) and household-level data for the other budgetary components (housing, food, transportation, health care, and miscellaneous goods and services). Multivariate analysis was used to estimate household and childspecific expenditures, controlling for income level, family size, age of the child, and region of residence (when appropriate) so expenses could be determined for families with these varying characteristics. Estimates of child-rearing expenses are provided for three income levels ofhusband-wife families. These income groups were determined by dividing the sample for the overall United States into equal thirds. Categories of Household Expenditures For each income level, the estimates are for the younger child in families with two children. These younger children were grouped in one of six age categories: 0-2,3-5,6-8,9-11, 12-14, or 15-17. Households with two children were selected as the standard because this was the average household size in 1990-92. The focus is on the younger child because the older child may be over age 17. USDA's estimates are based on CE interviews of households with and without specific expenses. For some families, expenditures may be higher or lower than the mean estimates, depending on whether or not they incur the expense. Child care and education are examples, since about 50 percent of husband-wife families in the study spent no money on these services. Also, the estimates cover only out-ofpocket expenditures on children made by the parents and not by others, such as grandparents or friends. Housing expenses: shelter (mortgage interest, property taxes, or rent; maintenance and repairs; and insurance), utilities (gas, electricity, fuel, telephone, and water), and house furnishings and equipment (furniture, floor coverings, and major and small appliances). For homeowners, housing expenses do not include mortgage principal payments; in the data set used, such payments are considered to be part of savings. 4 Food expenses: food and nonalcoholic beverages purchased at grocery, convenience, and specialty stores, including purchases with food stamps; dining at restaurants; and household expenditures on school meals. Transportation expenses: the net outlay on the purchase of new and used vehicles, vehicle finance charges, gasoline and motor oil, maintenance and repairs, insurance, and public transportation. Clothing expenses: children's apparel such as diapers, shirts, pants, dresses, and suits; footwear; and clothing services such as dry cleaning, alterations and repair, and storage. Health care expenses: medical and dental services not covered by insurance, prescription drugs and medical supplies not covered by insurance, and health insurance premiums not paid by the employer or other organizations. Child care and education expenses: daycare tuition and supplies; babysitting; and elementary and high school tuition, books, and supplies. Miscellaneous expenses: personal care items, entertainment, and reading materials. Family Economics and Nutrition Review After estimating the various overall household and child-specific expenditures, USDA allocated these total amounts among family members (i.e., in a married-couple, two-child family, the total amounts were allocated to the husband, wife, older child, and younger child). Because the expenditures for clothing, child care, and education are child-specific and thus apply only to children, allocations of these expenses were made by dividing them equally among the children. The CE does not collect expenditures on food and health care. Thus, to apportion these budgetary components to a child by his or her age, USDA used data from other Federal studies that show the shares of the household budget spent on children's food and health care. Unlike food and health care, no authoritative source exists for allocating among family members the amount the household spends on housing, transportation, and other miscellaneous goods and services. Two common approaches used to allocate these expenses are the marginal cost method and the per capita method. The marginal cost method measures expenditures on children as the difference in expenses between couples with children and equivalent childless couples. Various equivalency measures have been proposed, yielding very different estimates of expenditures on children, with no standard measure accepted by economists. Also, the marginal cost approach assumes that the difference in total expenditures between couples with and without children can be attributed solely to the presence of children in a family. This assumption is questionable, especially because couples without children often buy homes larger than they need in anticipation of having children. Comparing the expenditures of these couples to those of similar couples with children could lead to underestimating 2002 Vol. 14 No.2 how much is spent on meeting the lifetime needs-and wants-of children. For these reasons, USDA uses the per capita method to allocate expenses on housing, transportation, and miscellaneous goods and services among household members in equal proportions. Although the per capita method has its limitations, these limitations are considered less severe than those of the marginal cost approach. Because transportation expenses resulting from work activities are not directly related to the cost of raising a child, these expenses were excluded when determining children's transportation expenses. Expenditures on Children by Husband-Wife Families Child-Rearing Expenses and Household Income Are Positively Associated Estimated expenses on children increased as income level rose (fig. 1 ). Depending on the age of the child, the annual expenses ranged from $6,490 to $7,560 for families in the lowest income group, from $9,030 to $10,140 for families in the middle-income group, and from $13,410 to $14,670 for families in the highest income group. The before-tax income in 2001 for the lowest income group was less than $39,100, between $39,100 and $65,800 for the middle-income group, and more than $65,800 for the highest income group. On average, households in the lowest income group spent 28 percent of their before-tax income per year on a child; those in the middle-income group, 18 percent; and those in the highest group, 14 percent. The range in these percentages would be narrower if after-tax income were considered, because a Estimated expenses on children increased as income level rose (fig. 1 ). 5 greater percentage of income in higher income households goes toward taxes. On average, the amount spent on children by families in the highest income group was slightly less than twice the amount spent by families in the lowest income group. This amount varied by budgetary component. In general, expenses on a child for goods and services considered to be necessities (e.g., food and clothing) did not vary as much as those · considered to be discretionary (e.g., miscellaneous expenses) among households in the three income groups. Housing Is the Largest Expense on a Child Housing accounted for the largest share of total child-rearing expenses; figure 2 demonstrates this for middle-income families. Based on an average expense incurred among the six age groups, housing accounted for 33 percent of child-rearing expenses for a child in the lowest income group, 35 percent in the middle-income group, and 38 percent in the highest income group. Food, the second largest average expense on a child for families regardless of income level, accounted for 20 percent of child-rearing expenses in the lowest income group, 1 7 percent in the middle-income group, and 15 percent in the highest income group. Transportation was the third largest childrearing expense across income levels, 13 to 14 percent. Across the three income groups, miscellaneous goods and services (personal care items, entertainment, and reading materials) was the fourth largest expense on a child for families, 1 0 to 12 percent. Clothing (excluding gifts or hand-me-downs) accounted for 5 to 7 percent of expenses on a child for families; child care and education, 8 to 11 percent; and health care, 6 to 8 percent. Estimated expenditures for health care included only out-of- 6 Figure 1. 2001 family expenditures on a child, by income level and age of child1 16,000 14,000 12,000 10,000 ~ .!!! 0 8,000 0 6,000 4,000 2,000 0 0-2 3-5 6-8 9-11 12-14 15-17 Age of child Less than $39,100 $39,100 - $65,800 • More than $65,800 1U.S. average for the younger child in husband-wife families with two children. Figure 2. 2001 family expenditure shares on a child from birth through age 171 Food 17% Health care Child care and education Total expenditures in 2001 dollars = $170,460 1U.S. average for the younger child in middle-income, husband-wife families with two children. Family Economics and Nutrition Review Figure 3. 2001 family expenditure shares on a child, by age of child1 100 Miscellaneous 80 ,._~...; 1----1 ___ Child care and education 1---....; ir-----li Clothing Health care c 60 Q) Transportation ~ Q) Cl.. 40 Food 20 Housing 0 0-2 3-5 6-8 9-11 12-14 15-17 Age of child 1U.S. average for the younger child in middle-income, husband-wife families with two children. pocket expenses (including insurance premiums not paid by an employer or other organizations) and not that portion covered by health insurance. Expenses Increase as a Child Ages Expenditures on a child were generally lower in the younger age categories and higher in the older age categories. Figure 3 depicts this for families in the middle-income group. This relationship held across income groups even though housing expenses, the highest childrearing expenditure, generally declined as a child grew older. The decline in housing expenses reflects diminishing interest paid by homeowners over the life of a mortgage. Payments on principal are not considered part of housing costs in the CE; they are deemed to be a part of savings. For all three income groups, food, transportation, clothing, and health care expenses related to child-rearing generally increased as the child grew older. Transportation expenses were 2002 Vol. 14 No.2 highest for a child age 15-17, when he or she would start driving. Child care and education expenses were highest for a child under age 6. Most of this expense may be attributed to child care at this age. The estimated expense for child care and education may seem low for those with the expenses: these estimates reflect the average of households with and without the expense. Child-Rearing Expenses Are Highest in the Urban West Child-rearing expenses in the regions of the country reflect patterns observed in the overall United States; in each region, expenses on a child increased with household income level and, generally, with the age of the child. Overall, child-rearing expenses were highest in the urban West, followed by the urban Northeast and urban South. Figure 4 shows total child-rearing expenses by region and age of a child for middle-income families. Childrearing expenses were lowest in the urban Midwest and rural areas. Much Expenditures on a child were generally lower in the younger age categories and higher in the older age categories. 7 of the difference in expenses on a child among regions was related to housing costs. Total housing expenses on a child were highest in the urban West and urban Northeast and lowest in rural areas. However, child-rearing transportation expenses were highest for families in rural areas. This likely reflects the longer traveling distances and the lack of public transportation in these areas. Children Are "Cheaper by the Dozen" The expense estimates on a child represent expenditures on the younger child at various ages in a husband-wife household with two children. It cannot be assumed that expenses on the older child are the same at these various ages. The method for estimating expenses on the younger child was essentially repeated to determine whether expenses vary by birth order. The focus was on the older child in each ofthe same age categories as those used with the younger child. A two-child family was again used as the standard. On average, for husband-wife households with two children, expenditures did not vary by birth order. Thus, annual expenditures on children in a husband-wife, two-child family may be estimated by summing the expenses for the two appropriate age categories reported in figure 1. Although expenses on children did not vary by birth order, they did differ when a household had only one child or more than two children. Depending on the number of other children in the household, families spent more or less on a child-achieving a "cheaper-bythe- dozen" effect as they have more children. That is, the cost of two children is less than double the cost of one child. 8 Figure 4. 2001 family expenditures on a child, by region and age of child1 12,000 11 ,500 11 ,000 (/) 10,500 ..... .£2 0 10,000 0 9,500 9,000 8,500 8,000 0-2 3-5 6-8 9-11 12-14 15-17 Age of child - - Urban Midwest '" Urban South tr Urban West - •- Rural 'T- Urban Northeast 1Regional averages for the younger child in middle-income, husband-wife families with two children. The method to estimate child-rearing expenses was repeated for families with one child and families with three or more children. Compared with expenditures for each child in a husband-wife family with two children, husband-wife households with one child spent an average of 24 percent more on the single child; those with three or more children spent an average of 23 percent less on each child. Hence, family income is spread over fewer or more children, subject to economies of scale. As families have more children, the children can share a bedroom, clothing and toys can be handed down to younger children, and food can be purchased in larger and more economical packages. Expenditures on Children by Single-Parent Families The estimates of expenditures on children by husband-wife families do not apply to single-parent families, a group that accounts for an increasing percentage of families with children. Therefore, separate estimates were made of child-rearing expenses in single-parent households for the overall United States. CE data were used to do so. Most single-parent families in the survey were headed by a woman (90 percent). The method previously described was followed; regional estimates were not calculated for single-parent families because of limitations in the sample size. Estimates cover only out-of-pocket child-rearing expenditures made by the single parent with primary care of the child and do not include child-related expenditures made by the parent without primary care or made by others, such as grandparents. The data did not contain this information. Overall expenses by both parents on a child in a single-parent household are likely greater than the USDA childrearing expense estimates. Family Economics and Nutrition Review Table 1. 2001 family expenditures on a child, by lower income single-parent and husband-wife households 1 Single-parent Husband-wife Age of child households households 0-2 $5,440 $6,490 3-5 6,150 6,630 6-8 6,910 6,710 9- 11 6,440 6,730 12- 14 6,920 7,560 15- 17 7,670 7,480 Total (0 - 17) $118,590 $124,800 1Estimates are for the younger child in two-child families in the overall United States. Table 1 presents estimated expenditures on the younger child in a singleparent family with two children, compared with those of the younger child in a husband-wife family with two children. Each family type was in the lower income group, having beforetax income less than $39,100. About 83 percent of single-parent families and 33 percent of husband-wife families were in this lower income group. More single-parent than husband-wife families, however, were in the bottom range of this income group, and had an average income of$16,400, compared with $24,400 for husband-wife families. Although average income varied for these families, total expenditures on a child through age 17 were, on average, only 5 percent lower in single-parent households than in two-parent households. Single-parent families in this lower income group, therefore, spent a larger proportion of their income on children than did their counterpart two-parent families. On average, housing expenses were higher for single-parent families than for two-parent families, whereas transportation, health care, child care and education, and miscellaneous expenditures on a child were lower 2002 Vol. 14 No.2 in single-parent than in husband-wife households. Child-related food and clothing expenditures were similar, on average, for both family types. For the higher income group of singleparent families with 2001 before-tax income of $39,100 and over,2 estimates of child-rearing expenses were about the same as those for two-parent households in the before-tax income group of $65,800 and over. In 2001 dollars, total expenses for the younger child through age 17 were $250,260 for single-parent families versus $249,180 for husbandwife families. Child-rearing expenses for the higher income group of singleparent families, therefore, were also a larger proportion of income than was the case for husband-wife families. Thus, expenditures on children do not differ much between single-parent and husband-wife households; what differs is household income levels. Because single-parent families have one less potential earner than do husband-wife families, on average, their total household income is lower, and child-rearing expenses are a greater percentage of income. 2The two higher income groups were combined for single-parent families. The same procedure was used to estimate child-rearing expenses on an older child in single-parent households as well as by household size. On average, single-parent households with two children spent 7 percent less on the older child than on the younger child (in addition to age-related differences). This contrasts with husband-wife households whose expenditures on children were unaffected by the children's birth order. As with husband-wife households, single-parent households spent more or less if there was either one child or there were three or more children. Compared with expenditures for the younger child in a single-parent household with two children, expenditures for an only child in a singleparent household averaged 35 percent more; households with three or more children averaged 28 percent less on each child. Other Expenditures on Children The USDA child-rearing expense estimates consist of direct expenses made by parents on children through age 17 for seven major budgetary components. The expenses exclude costs related to childbirth and prenatal health care and other expenditures, especially those incurred after a child turns age 18. One of the largest expenses made on children after age 17 is the cost of a college education. The College Board estimated that in 2001-2002, annual average tuition and fees were $3,586 at 4-year public colleges and $14,456 at 4-year private colleges; annual room and board was $4,956 at 4-year public colleges and $5,704 at 4-year private colleges (The College Board, 2001). Other parental expenses on children 9 Child-Rearing Expenses Over Time The estimates presented in this article represent household expenditures on a child of a certain age in 2001. Future price changes need to be incorporated to estimate these expenses over time. Thus, a future cost formula was used, and the results are presented in the graph below. The estimated future expenditures are on the younger child in a husband-wife family with two children. The assumptions are that a child is born in 2001 and reaches age 17 in 2018 and that the average annual inflation rate over this time is 3.4 percent (the average annual inflation rate over the past 20 years). The result: total family expenses on a child through age 17 would be $169,920 for households in the lowest income group, $231,470 for those in the middle, and $337,690 for those in the highest income group. after age 17 could include those associated with children living at home or, if children do not live at home, gifts and other contributions to them. A 1996 survey found that 4 7 percent of parents in their fifties support children over age 21 (Phoenix Home Life Mutual Insurance Company, 1996). USDA's estimates do not include all government expenditures on children, such as public education, Medicaid, and subsidized school meals. Actual expenditures on children (by parents and the government), therefore, would be higher than reported here. The indirect costs of raising childrentime allocated to child rearing and decreased earnings-are not included in the estimates. Although these costs are more difficult to measure than direct expenditures, they can be just as high, if not higher, than the direct costs of raising children (Spalter-Roth & Hartmann, 1990; Bryant, Zick, & Kim, 1992; Ireland & Ward, 1995). 10 Estimated annual expenditures on a child born in 2001, by income group, overall United States1 $30 ,----------------------, _--fl Total= $337,6902 $25 r------ ------------~~~~- ~ $20 1-----~---------..,..L~:.._=._.__._____ • _ - . 1 Total= $231,470 g$15 ~~ ---:-/ ~ $10 1----:::o:~~ ........ ------- .--+- -·- ·-- .... .__.-.---....- $5 1-------------------~ $0 ~~~~~~~~~~~~--~ ...~.. ~ Year - •- Lowest •- Middle --s-- Highest 1Estimates are for the younger child in husband-wife families with two children. 2Total reflects expenses on a child through age 7. References Total= $169,920 Bryant, W.K., Zick, C.D., & Kim, H. (1992). The Dollar Value of Household Work. College of Human Ecology, Cornell University, Ithaca, NY. The College Board. (200 1 ). Trends in College Pricing 200 I. Retrieved April 2, 2002, from http://www.collegeboard.org. Ireland, T.R., & Ward, J.O. (1995). Valuing Children in Litigation: Family and Individual Loss Assessment. Tucson, AZ: Lawyers and Judges Publishing Company, Inc. Lino, M. (2002). Expenditures on Children by Families: 2001 Annual Report. U.S. Department of Agriculture, Center for Nutrition Policy and Promotion. Miscellaneous Publication No. 1528-2001. Available at www.cnpp.usda.gov. Phoenix Home Life Mutual Insurance Company. (1996). Americans' Hopes, Fears and Dreams. 1996 Phoenix Fiscal Fitness Survey. Spalter-Roth, R.M., & Hartmann, H.I. (1990). Unnecessary Losses: Costs to Americans of the Lack of Family and Medical Leave. Washington, DC: Institute for Women's Policy Research. U.S. Department of Health and Human Services, Administration on Children, Youth, and Families, Children's Bureau. (200 1 ). The AFCARS Report. Retrieved April25, 2002, from http://www.acf.dhhs.gov/programs/cb/publicationlafcars/ june200l.pdf. Family Economics and Nutrition Review Andrea Carlson, PhD U.S. Department of Agriculture Center for Nutrition Policy and Promotion Jean Kinsey, PhD University of Minnesota Carmel Nadav, PhD Venturi Technology Partners 2002 Vol. 14 No.2 Consumers' Retail Source of Food: A Cluster Analysis The popular impression that only half of our food comes from retail grocery stores is based on food expenditure data. However, the U.S. Department of Agriculture's Continuing Survey of Food Intakes by Individuals, 1994 shows that 72 percent of the amount of food (measured in grams) consumed by Americans comes from grocery stores. Using cluster analysis, we grouped consumers based on where they obtained their food and found that half were "Home Cookers"-purchasing 93 percent of their food from grocery stores. By comparison, the "High Service" consumers, which represented 10 percent of the sample, purchased 43 percent of their food from restaurants. This research quantifies the different shopping behaviors exhibited by groups of people in the United States and discusses some of the demographic differences among the clusters. The results are of interest to consumers, nutrition counselors, food retailers, and policymakers who deal with retail food, low-income diets, or food safety. I n economic analysis of consumer behavior, substituting expenditure for quantity is a common practice. For example, expenditure is often substituted for quantity when estimating the percentage change in the amount consumed when income changes by 1 percent (Engel function). This substitution is often used because expenditure data rather than quantity are more frequently available. And from a business perspective, expenditures are more closely related to sales-the indicator (or metric) most used by businesses to measure demand for their products. Tracking consumers' food consumption behavior with expenditure data is no exception: the percentage of income spent on food is a common measure of economic well-being both for individual households and for nations. The percentage of personal disposable income spent on food by American consumers decreased from 25 to 11 percent between 1960 and 1997 (Putnam & Allshouse, 1996). The composition of those expenditures changed noticeably, with a decreasing proportion of each food dollar being spent on food from a retail food store called "food at home." Food-away-from-home expenditures, according to the food service and restaurant sector, grew from 26 to 45 percent of each food dollar between 1960 and 1994; by the end of 1995, the amount reached 4 7 percent (Putnam & Allshouse, 1996). In recent years, expenditures on food away from home have approached 50 percent (Putnam & Allshouse, 1996). The rapid rise in food-away-from-home expenditures is reflected in another metric: the high growth in sales at commercial food service establishments relative to the growth in sales in retail food stores. Between 1987 and 1999, inflation-adjusted sales in eating and drinking establishments grew an average of2.2 percent; similar sales in 11 retail food stores, however, decreased an average 0.1 percent (Food Institute, 1997). Focusing on the proportion of the food dollar that is spent in places other than a grocery store leads to the common belief that Americans eat almost half of their food away from home. The amounts of food consumers eat at home or away from home, however, varies considerably from the expenditure proportions reported in the literature. Expenditures in food service establishments reflect higher costs of labor (about 30 percent of the menu price), entertainment, and service. In contrast, we reported in 1998 that when food consumption is measured in grams, the amount of food purchased from retail stores is 72 percent of all food consumed (Carlson, Kinsey, & Nadav, 1998). Another 14 percent of food (in grams) was consumed from carryout establishments (e.g., fast-food, pizza, and sandwich shops) and other restaurants combined. The remaining 14 percent came from other sourcesother people and gifts, cafeterias, vending machines, coffee or food on a common tray in an office, bars and taverns, home gardens or hunting and fishing, and public programs. When food consumption is measured by expenditure, the amount of food (g) consumed away from home is 4 7 percent, almost twice as much as that consumed from restaurants, carryouts, and other establishments. Our earlier research also found that where people purchase their food did not necessarily predict where they consumed their food. For example, l 0 percent of food purchased in stores was not consumed at home, while 24 percent of carryout food was consumed at home (Carlson, Kinsey, & Nadav, 1998). Rising household incomes and fewer hours for household labor foretell a rising value of time and, in turn, 12 predict that consumers will purchase more labor services in their pursuit of food(Kinsey, 1983). Even within a grocery store, sales of ready-to-eat foods-including those that must be heated-are rising while sales for basic ingredients are falling. Studies in the 1970's and 1980's found that higher incomes led consumers to spend more money on meals eaten out but did not necessarily lead consumers to eat more meals away from home (Prochaska& Shrimper, 1973). A similar conclusion from other research suggests that households with wives who work part-time increased their expenditures on food away from home more so than did households where wives worked full-time even though both households had the same income (Kinsey, 1983). As women's time in the labor market expands from zero to part-time, increases in income may expand the opportunity to eat out. But as employment becomes full-time, less time is available to eat out or cook at home. Thus, continued increases in income are not further associated with increased expenditures on food away from home. In fact, increases in income may even decrease expenditures on food away from home as consumers substitute fast-foods or take-out foods for more leisurely dining away from home (Kinsey, 1983). These findings suggest that the traditional labels of "food at home" and "food away from home" as well as the use of expenditure as the metric for quantity, do not provide a complete understanding oftoday's consumer. The research reported here investigates the amount of food (g) that consumers reported eating in 1994 from various retail sources and examines the common characteristics of consumers whose retail sources of food vary from the average. We used data from the USDA Continuing Survey of Food Intakes by Individuals, 1994 (CSFIT) (USDA, 1994). We examined two questions: (1) What are the unique characteristics of people who shop for food in different types of establishments? (2) How can this information be used by managers of these establishments and public policymakers? To answer these questions, we used cluster analysis to group consumers by the retail source of their food and to describe their common shopping and eating habits. Data and Methods The CSFII is conducted by the Agricultural Research Service (USDA, 1994).1 We used data from 1994 because they were the most recent data available when this study began. The CSFII data provide a better picture of overall consumption behavior than do data collected at the market level where sales are the unit of measure. The CSFII reports all food eaten by 5,589 individuals in 2,540 households in the United States. Each individual reports food intake for 2 nonconsecutive days, yielding more than 150,000 observations on individual food items. For every food item, the respondent also lists the source from which the food was obtained and how much was eaten. The sources of food used in this analysis include stores, carryout restaurants, restaurants, other people, bars and taverns, cafeterias, common coffee pots or trays, vending machines, mail order, public programs, and homegrown or caught food (see box). The response rate for the CSFII is 80 percent for the first day and 7 6 percent for the second day. Sample weights are used in this analysis, and the results are generalizable to the population. 1These data are available from the U.S. Department of Commerce, Technology Administration, National Technical Service, 5285 Port Royal Road, Springfield, VA 221 61 , (703) 487-4650, http://www.ntis.gov. Family Economics and Nutrition Review Analysis The first step in our analysis was to calculate the percentage of food, measured in grams, each person consumed from each source. Cluster analysis is used to place the adult sample2 into groups based on where they obtained their food. In this case, the cluster variables are the percentage of food (g) adults consumed that come from various sources. For example, if one person's diet contains 80 percent offood from stores, 5 percent from carry out restaurants, 1 0 percent from restaurants, and the remaining 5 percent from cafeterias, cluster analysis uses these percentages to place that person into a group with others who have similar consumption patterns. This analysis uses the "k-means" method of clustering that is used by SAS F ASTCLUS. This method is one of the better techniques available for clustering large data sets where the goal is to divide respondents into manageable and meaningful groups to describe behavior (Hartigan, 1985; SAS Institute, 1989). K-means selects the centers of the initial clusters from the first observations in the data set and then assigns the other observations to the nearest cluster. When an observation is added to the cluster, k-means recalculates the mean of the cluster variables, and this mean becomes the new cluster-center. If this recalculated cluster-center changes another cluster that is closest to an observation already in the cluster, then k-means moves that observation to the closest cluster and recalculates the center of its new cluster. The process continues until the number of changes is very small. 2Because children's eating behaviors are somewhat dictated by their parents, children are not included in the cluster analysis. 2002 Vol.14No.2 Categories of Food Sources Store: supermarket, grocery store, warehouse, convenience store, drug store, gas station, bakery, deli, seafood shop, ethnic food store, health food store, commissary, produce stand, and farmers' market. Carryout: traditional hamburger, chicken, and carryout pizza restaurants; and other restaurants where customers order, pick up, and pay for food at a counter. Restaurants: any other establishment where the food is served at the table by restaurant staff. Other People: food received as a gift or while a guest in someone's home. Bars and Taverns: a location the respondent classified as a bar or tavern rather than as a restaurant, carryout restaurant, or cafeteria. School and Non-School Cafeterias: Most non-school cafeterias are based in offices. For most of the analysis, school and non-school cafeterias are separated but are often put together in summary tables. Common Coffee Pot or Food Tray: office coffee pots, food platters at a reception or in an office, and potluck dinners. Vending Machines: food purchased from vending machines located within stores, restaurants, cafeterias, offices, or other locations. Mail Order: food received from a mail order catalog or club that sends food out regularly, such as a fruit-of-the-month club. Public Programs: a combination of several CSFII categories including child and adult care centers, day care centers in private homes, soup kitchens, shelters, food pantries, Meals on Wheels, other community food programs, and residential care facilities. Home-Grown or Caught: food that is grown or gathered by the respondent or someone the respondent knows; meat and fish procured by hunting or fishing. 13 Representing 75 percent of the adult sample, six of the nine clusters get more food from stores than any other source ... 14 The resulting clusters are based on 2 nonconsecutive days of dietary recall. Thus, if an individual had been sampled on a different day, he or she might have ended up in a different cluster. However, because this data set is designed to be nationally representative, similar clusters would form on any day, except major national holidays. To reduce the bias towards observations that appear at the beginning of the data set, we used a technique recommended by SAS (SAS Institute, 1989). In the first pass, the SAS procedure forms 50 clusters and saves the cluster centers in a file. Over half of these clusters have fewer than five observations, and the centers are ignored. The remaining 24 centers form the "seeds" in the next iteration to form 24 new clusters. In the third iteration, the center of the smallest cluster is removed, and the SAS procedure forms 23 new clusters from all observations. This process continues until there are five clusters. The process is described in more detail elsewhere (Carlson, Kinsey, & Nadav, 1998; MacQueen, 1967). The second step compared each cluster with the rest of the sample to address the two research questions. Because most of the data were categorical, this study used three nonparametric tests: the chi-squared, the KolmogrovSmimov test, and the Kruskal-Wallis test (described in detail elsewhere) (Siegel, 1956). These tests measure differences in distributions of variables among different subgroups. The chisquared test was used as an initial test for differences. Differences between the observed versus expected distributions were confirmed by the other two tests. The Kolmogrov-Smimov test was used to measure differences between two clusters in the distribution of categorical variables that cannot be ranked (e.g., race) and the Kruskai-Wallis test for differences in categories that can be ranked (e.g., age, income, and education). For these tests, we divided the continuous variables into categories. For example, the categories for age were 19-30,31-40,40-50, 50-60, 60-64, and 65+; for education, less than high school, high school degree or GED, some college, 4-year degree, and professional or graduate study. Results and Discussion Nineteen clusters formed around the various sources of food. Several sources, such as carryout, had more than one cluster form around it. This paper will discuss only nine of these clusters, some with names based on the unique characteristics of the cluster: Working Family, Young Professional, Manager, and City Office. In other cases, the names are based on where the people in the cluster shopped: Home Cookers, Carry out, High Service, Office, and Students and Faculty. Sociodemographic Characteristics of the Sample Almost half(49 percent) of the adult sample was in the Home Cookers cluster (table 1 ), followed by those in the Working Family cluster (11 percent), and High Service cluster ( 10 percent). Fewer adults were in the other clusters: Carryout, Office, Manager, Young Professional, City Office, and Students and Faculty (from 3 percent to a low of 0.6 percent). Age, Race, and Gender. With an average age of 51, people in the Home Cookers cluster were significantly older than the rest of the adult sample (tables 1 and 2). However, the standard deviation for their age was the largest (17.9, not shown), indicating a bigger spread in age than was the case for the other clusters. Three clustersStudents and Faculty, Carryout, and Young Professional-had the youngest members (mean age of37, 36, and 31, Family Economics and Nutrition Review Table 1. Statistically significant demographic characteristics of select clusters of consumers based on where they purchased food Cluster Home Cookers Working Family Carryout Young Professional High Service Office Manager City Office Students and Faculty Percent of adults1 49 11 3 0.7 10 2.5 2.0 1.0 0.6 Age, race, and gender Older•• Younger•• Younger than Working Family** Fewer White• Younger than Carryout•• More White** More men• More Asian/Pacific and "other''** Fewer females* Income and education Lower income•• Less college•• More "some college"* Higher income•• More college and graduate study** Higher income•• More college•• Higher income•• More college/university•• More college and graduate•• 1 Percents do not add to 100, because all clusters are not shown in the table. Occupation and employment Fewer professional/ technical, and manager/proprietor•• More not employed** More full- and part-time** More full- and part-time• More full-time•• More professional/ technical, and manager/proprietor• More full-time•• More full-time** More professional/ technical, and manager/proprietor• More full-time•• More full-time•• More full- and part-time* Region, urban, and household size Larger households** More Northeast•• More central city• More central city• More Northeast•• * p<.05; ** p<.01: The distribution between the cluster and the rest of the adult sample is significantly different based on the Kruskai-Wallis test. respectively). Whereas significantly more Whites were in the High Service cluster, fewer Whites were in the Carryout cluster, and more Asian/ Pacific Islanders and others were in the Students and Faculty cluster. The High Service cluster had significantly fewer women ( 46 percent), 3 3Differences are in the distributions between the cluster and the total adult sample. The pvalues do not indicate how these distributions differ, only that they are different. 2002 Vol. 14 No.2 compared with the remainder of the adult sample. The Young Professional cluster also had relatively few women (35 percent), but the difference from the adult sample was not significant. The Young Professional cluster, however, represented only 0.7 percent of the total sample; thus, the small size of this cluster may have contributed to the lack of statistical significance. Income, Education, and Employment. Mean income among the clusters ranged from $32,554 to $49,072. Compared with the rest of the sample, the Home Cookers cluster had a significantly lower income; three clusters had a higher income: High Service ($42, 767), Young Professional ($48,507), and Manager ($49 ,072). Although people in the Working Family and Carryout clusters earned a household income close to the Home Cookers' income ($36,466 and 15 Table 2. Basic sociodemographic characteristics of select clusters of consumers based on where they purchased food High school Adult Center city degree Household Cluster sample Women resident or more Employed size Age Income -----------------------------------------Percent ---------------------------------------- ----------------------- Mean ------------------------------ Entire Adult Sample 100 49.8 33.3 76.6 57.5 Home Cookers 49.0 51 .4 33.4 71.0 46.5 Working Family 10.0 47.8 31.4 82.7 65.7 Carryout 11.0 45.2 40.9 82.6 78.3 Young Professional 3.0 34.8 30.4 91.3 95.7 High Service 0.7 . 45.5 35.1 85.6 62.1 Office 2.4 55.7 39.2 76.0 73.4 Manager1 2.0 45.6 45.6 82.5 77.2 City Office 0.7 52.2 52.2 82.6 91.3 Students and Faculty 1.0 68.8 21 .9 90.6 87.5 11ncludes a high concentration of professionals, technical workers, managers, and proprietors. $34,555, respectively), the distribution of incomes in the Working Family and Carryout clusters did not differ significantly from the rest of the sample. Educational patterns tended to follow income patterns. Whereas the Home Cookers cluster had a significantly lower educational level, compared with the total sample, several other clusters had higher levels of education: Young Professional, Students and Faculty, High Service, Manager, and Working Family. The Young Professional and Students and Faculty cluster each had more people with 4-year college degrees and graduate or professional degrees. About 83 percent each of the members of the Working Family, Carryout, City Office, and Manager clusters graduated from high school or received more education. Of these, only the Manager cluster, with more members receiving college and university degrees, had a distribution that was significantly different from the sample. Although not significantly different from the rest of the sample, 16 76 percent of those in the Office cluster had a high school degree or more. Occupation and Employment. The Home Cookers cluster, compared with the High Service and Manager clusters, had significantly fewer people in professional/technical occupations or who worked as managers/proprietors. Compared with other clusters, the Home Cookers cluster was significantly more likely to have unemployed membersand a concentration of unemployed people (including retirees). Whereas only 47 percent of the people in the Home Cookers cluster were employed, most ofthe people in the Young Professional cluster were employed (96 percent). A little more than threefourths of those in the Manager cluster were employed (77 percent). Region, Urbanization, and Household Size. Two clusters, Carryout as well as Students and Faculty, were more likely than other clusters to reside in the Northeast. Two clusters, Manager and City Office, had a higher percentage of people living in center cities, 46 and 2.9 48.3 $35,298 2.9 51.4 32,554 3.2 41.8 36,466 3.2 36.0 34,555 3.4 30.8 48,507 2.8 48.3 42,767 3.0 49.0 39,824 2.7 46.8 49,072 2.8 41.5 35,963 3.2 36.8 44,361 52 percent, respectively. Household4 size among all the clusters ranged from an average of 2.7 to 3.4. Only the distribution for the Working Family cluster differed significantly from the rest of the sample. The Carry out and Young Professional also appeared to have larger households (3 .2 and 3 .4, respectively), but the distributions were similar to the remainder of the adult sample. Food Sources Representing 75 percent of the adult sample, six of the nine clusters get more food from stores than any other source: Home Cookers (93 percent), Office (73 percent), Working Family (70 percent), Students and Faculty (54 percent), Manager (53 percent), and High Service ( 47 percent) (table 3). When using grams of food rather than expenditure as a measure of consumer buying behavior, we found that stores 4This analysis did not include children, but we did examine the number of children present in the households of the adult respodents. Family Economics and Nutrition Review Table 3. The percentage share of food source for select clusters of consumers based on where they purchased food Cluster Food store Restaurant Carryout Vending Cafeteria1 Home Cookers 93.1 2.5 1.1 0.3 0.1 Working Family 69.6 3.3 22.0 0.3 0.2 Carryout 34.8 3.7 57.3 0.1 0.2 Young Professional 33.8 8.2 40.4 14.2 0.8 High Service 46.8 42.8 5.0 0.4 0.4 Office 72.6 4.2 3.8 0.7 14.7 Manager 52.7 7.3 4.3 1.0 28.1 City Office 27.9 7.0 7.3 2.6 52.8 Students and Faculty 54.2 8.3 6.8 1.1 25.0 1Both school and non-school cafeterias are combined. Notes: Bold numbers identify the behavior around which a cluster was formed. Totals do not add to 100, because not all sources of food are shown. appear to play a much more important role for most consumers. A second observation is that both carryout restaurants and cafeterias have more than one cluster purchasing foods (g) from them, indicating major differences between the customers using these point-of-purchase sources. Three clusters formed around carryout food: Working Family, Carry out, andY oung Professional. There are also differences in the shopping patterns, especially in the amount of food obtained from carryout restaurants, 22 to 57 percent. In addition, the Young Professional cluster is the only cluster discussed in this paper with a relatively high use of vending machines (14 percent). Similarly, four clusters formed around cafeterias as a source of food. The Office, Manager, and City Office clusters formed around non-school cafeterias, while the Students and Faculty cluster formed around school cafeterias (breakdown not shown). Except for City Office, these clusters all get at least half of the remaining food from stores, and make use of restaurants and carryout restaurants, though in different proportions. 2002 Vol.14No.2 Market Profiles When we examined consumption within markets (e.g., stores), we found that Home Cookers, the largest cluster, consumed 59 percent of all food (g) obtained from stores (fig. 1 ). The next two biggest clusters, Working Family and High Service, consumed 10 and 6 percent, respectively, of all food obtained from this source. This pattern of larger clusters representing larger portions of this market continued. "Other Groups" are clusters that formed but are not discussed in this paper. Each of these clusters in "Other Groups" had fewer than 100 observations; thus, statistical analysis may be misleading. For restaurants, carryout restaurants, and cafeterias, the largest market share belonged to the cluster or clusters which formed around that source. For example, the High Service cluster, which formed around restaurants, represented 58 percent of the restaurant's market share. For carryout restaurants, the Working Family, Carry out, andY oung Professional clusters consumed over three-fifths (61 percent) of all food obtained from that market. Whereas . .. Home Cookers, the largest cluster, consumed 59 percent of all food (g) obtained from stores. 17 Figure 1. Percentage of food consumed from selected sources, by cluster Store ... Students& Faculty (1%) -Other Groups (18%) *--Manager (1%) -High Service (6%) T""CT""CTT"T-r-i) -Working Family (10%) t-- riort1e Cookers (59%) Carryout ~~!'~!~~--~~~~---Students & Faculty (1%) ~~---otherGroups (15%) -~===========:::_'City .. ManOagffeicre ( 1(1%%) ) -High Service (7%) .. lliliiillllllilllf==:Office(1 PI Young P%ro)f essional (4%) -Carryout (23%) H ttt• ' -Working Family (34%) Home Cookers (13%) Restaurant ~High Service (58%) Office (2%) ~ /T rTT"""...----:Young Professional (1%) Carryout (2%) +--Working Family (6%) ~----------------~ Home Cookers (20%) Cafeteria Note: 'Other groups' are clusters with fewer than 1 DO observations; these clusters are not discussed in this paper but are needed to complete the market profile. 18 Family Economics and Nutrition Review the High Service cluster consumed 7 percent of the food in this market, the Young Professional cluster consumed less, 4 percent. However, the High Service cluster is a much larger cluster. For the Carry out market, 70 percent of all food obtained here was consumed by three clusters: Working Family (34 percent of the grams offood consumed), Carry out (23 percent), and Home Cookers (13 percent). As expected, the Students and Faculty, Managers, Office, and City Office clusters consumed 83 percent of the food in the school and non-school cafeteria market. No other cluster consumes a large part of their food from this source, indicating the cafeteria market is fairly focused on these four clusters. Conclusion Americans who report in detail what food they eat, where they eat it, and where they buy it provide us with an alternative picture of food consumption based on the quantity of food (g) consumed. This varies from the more common picture based on food expenditures and sales. While it is true that Americans obtain food from many retail and home-grown sources, 75 percent of the adult population purchased over half of their food measured in grams from retail food stores. Thus we have a very different picture from the one presented by the use of food expenditure data. This alternative picture allowed us to ask two questions, what are the unique characteristics of people who shop for food in different establishments, and how can this information be used by these establishments and by public policymakers? An examination of the data to determine the importance of each cluster to each type of retail vendor shows that, 2002 Vol. 14 No. 2 among the people in our sample, Home Cookers purchase 59 percent of all the grams of food that were sold in retail stores, 20 percent of restaurant food, and 13 percent of the food from carryout establishments. The clusters most likely to be consumers of carry out food were the Young Professional, Working Family, and Carryout. People in these groups tend to be younger, employed, and have some college education. Policymakers can use this information to determine how policies will affect different market segments: stores, restaurants, cafeterias, or carryout establishments. Owners and marketers of these establishments can determine where else their customers are obtaining food and design an appropriate marketing strategy. Future research needs to address the effect that the choice of where to obtain food has on the quality and healthfulness of the diet. Identifying the consumers who are the first to make changes to their shopping habits, as well as identifying their preferences, will help retailers and those who design public food policy to serve consumers better. 19 References Carlson, A., Kinsey, J., & Nadav, C. (1998). Who Eats What, When and From Where? Minneapolis, MN: The Retail Food Industry Center, University of Minnesota. Working Paper Series. Food Institute. (1997). U.S. Food Service Industry Segments. Food Institute Review, 44, 3. Hartigan, J.A. (1985). Statistical Theory in Clustering. Journal of Classification, 2, 63-76. Kinsey, J. (1983). Working wives and the marginal propensity to consume food away from home. American Journal of Agricultural Economics, 65, 10-19. MacQueen, J.R. ( 1967). Some Methods for Classification and Analysis of Multivariate Observations. Paper presented at the Fifth Berkeley Symposium on Mathematical Statistics and Probability, Berkeley, CA. Prochaska, F., & Shrimper, R. (1973). Opportunity cost of time and other socioeconomic effects on away-from-home-food consumption. American Journal of Agricultural Economics, 66, 595-603. Putnam, J.J., & Allshouse, J.E. (1996). Food Consumption, Prices, and Expenditures, 1970-94. U.S. Department of Agriculture, Economic Research Service. Statistical Bulletin No. 928. SAS Institute, Inc. (1989). SASISTAT User 's Guide, Version 6 (4th ed.). Cary, NC: SAS Institute, Inc. Siegel, S. (1956). Nonparametric Statistics for the Behavioral Sciences. New York: McGraw-Hill. U.S. Department of Agriculture, Agricultural Research Service. (1994). Continuing Survey of Food Intakes by Individuals (CSFII). 20 Family Economics and Nutrition Review Vivica Kraak, MS, RD David L. Pelletier, PhD Jamie Dollahite, PhD, RD Cornell University 2002 Vol. 14 No.2 Food, Health, and Nutrient Supplements: Beliefs Among Food Stamp-Eligible Women and Implications for Food Stamp Policy Several U.S. professional organizations that develop research-based dietary recommendations for the public support the position that most nutrients can and should be obtained by consuming a balanced diet. This position differs from the widespread and growing use of supplements by the public and changes in public policy currently under consideration, such as the proposal to allow nutrient supplements to be purchased with food stamps. This study investigated the attitudes and beliefs of a diverse sample of food stamp-eligible women concerning the relationship among food, health, nutrient supplementation, and associated lifestyle factors; these findings were then related to ongoing policy dialogue. The findings suggest the need to clarify the policy goals, conduct a more systematic examination of potential strategies for achieving those goals, and broaden the set of explicit criteria used when considering supplement-related policies in this population. M any U.S. organizations that develop research-based national dietary recommendations support the position that nutrients required by healthy people can be obtained by consuming a balanced diet (Pelletier & Kendall, 1997). The American Dietetic Association maintains that "the best nutrition strategy for promoting optimal health and reducing the risk of chronic disease is to obtain adequate nutrients from a wide variety offoods" (Hunt, 1996). The Food Guide Pyramid and the Dietary Guidelines for Americans, 2000 also support this perspective by promoting a food-based approach for U.S. consumers to achieve optimal health (Johnson & Kennedy, 2000). The use of supplements, 1 however, is a growing trend, which suggests that Americans are becoming more receptive to nonfood sources of nutrition for health promotion. A recent biannual nationwide survey conducted by the American Dietetic Association (2002), which tracks public attitudes, beliefs, knowledge, and practices related to food, nutrition, and health, found that nearly half ( 49 percent) of the adults surveyed took supplements daily, and more than a third (38 percent) believed that taking supplements is necessary to ensure 1Nutrient supplements are defined by the U.S. Department of Health and Human Services (DHHS), Office of Dietary Supplements as a formulation containing at least one or more of a variety of vitamins and minerals used to supplement the diet by increasing the total dietary intake. Dietary supplements, a broader class of products, include a vitamin, mineral, amino acid, herb, or other botanical intended for ingestion in the form of a capsule, powder, soft gel, or gel cap, and which is not represented as a conventional food or as a sole item of a meal in the diet (Office of Dietary Supplements, 1999). 21 good health. The high prevalence of supplement use has been confirmed in other national surveys (Balluz, Kieszak, Philen, & Mulinare, 2000; Bender, Levy, Schucker, & Yetley, 1992; Slesinski, Subar, & Kahle, 1995; Subar & Block, 1990). Further analyses suggest that users of nutrient supplements tend to have higher incomes and education and more healthful lifestyles than do nonusers (Nayga & Reed, 1999; Neuhouser, Patterson, & Levy, 1999), although supplement use also · is associated with having one or more health problems (Bender et a!., 1992; Newman et a!., 1998). Many studies have reported that vitamin and mineral intakes from food tend to be higher among supplement users than nonusers, but analysis of data from the 1989-91 Continuing Survey ofFood Intakes by Individuals revealed that this relationship can vary across sociodemographic groups and is influenced by the motivations and beliefs for using supplements (Pelletier & Kendall, 1997). In 1995 and 1999, Congress considered legislation to permit food stamp recipients to use their benefits to purchase dietary supplements (H.R. 104-236 and S.1307, respectively) (Thomas, 2000). This legislation was opposed by many organizations that monitor public health and hunger, including the American Academy of Pediatrics; American Heart Association; USDA; and the Food, Research, and Action Center (Pelletier & Kendall, 1997; Porter, 1995; Skolnick, 1995). These organizations voiced a range of concerns: Most important was that a policy change would depart from the original intent of the Food Stamp Program (FSP), and supplements would not provide the calories needed or full range of nutritional benefits by children to avoid health problems and maximize learning potential in school (Porter, 1995). The proposed change was also seen as an attempt by a billion-dollar 22 supplement industry to widen its market (Skolnick, 1995). USDA's position on this issue was stated in these terms: Because vitamins and minerals occur naturally in foods, a good diet will include a variety of foods that together will supply all the nutrients needed ... . Because these products serve as deficiency correctors or therapeutic agents to supplement diets deficient in essential nutrition rather than as foods, they are not eligible for purchase with food coupons. (Porter, 1995) Those favoring the proposed legislation maintained that the bill would expand dietary choices by giving food stamp recipients the option of improving their diet through additional nutrients. The Council for Responsible Nutrition, a trade organization representing the food supplement industry, testified in Congress: When critical food choices are necessary, spending a few cents a day for a vitamin and mineral supplement may actually be the best and most economical choice available to a person at nutrition risk. (Dickinson, 1998) Thus, supporters framed the issue in terms of improving nutrition and maintaining personal choice. A report prepared by USDA at the request of Congress examined issues related to this proposal (U.S. Department of Agriculture [USDA], 1999). Among other findings, the report noted vitamin and mineral intake from food differs little across income levels, food stamp recipients tend to have nutrient profiles that are comparable to nonrecipients, and a third (35 percent) of food stamp recipients already purchase supplements with other income sources. The current policy, therefore, may not restrict individual choice as some have suggested. There is a paucity of research elucidating attitudes, beliefs, and supplementuse practices oflow-income, ethnically diverse Americans. One study suggested that food stamp recipients are less likely to take dietary supplements than are nonrecipients. However, it analyzed neither the reasons for this practice nor the relationship to nutritional quality of the diets, health status, socioeconomic circumstances, or other contextual factors (Nayga & Reed, 1999). The purposes of the present research were to investigate the attitudes and beliefs toward supplement use among food stamp-eligible women to understand better the potential effects of policy changes in this population and to relate these fmdings to the earlier policy dialogue about this issue, including the discussion of policy goals, strategies, and criteria for selecting among them. Methods Study Sites and Sampling The purpose of this research was to clarify the perspectives about nutrient supplement use rather than to obtain population-level estimates of the distribution of particular beliefs. Qualitative methods were used by two researchers trained in qualitative research techniques (Miles & Hubberman, 1994) to elucidate attitudes and beliefs of food stampeligible women concerning food, health, and nutrient supplements. Member checks and peer debriefing2 2A member check involves obtaining feedback from respondents on the interpretation of the data following the analysis; peer debriefing involves discussing the analysis and interpretation of the data with other researchers (Miles & Hubberman, 1994). Family Economics and Nutrition Review were techniques used by both researchers to enhance the reliability and credibility of the data (Kraak, Pelletier, & Dollahite, 2000). Three study sites were selected to provide ethnic and regional variation among food stamp-eligible individuals who were nutrient supplement users or nonusers. A purposeful sample was obtained at each study site and was based on ethnicity (African American, White, Latina, and Asian), eligibility for food stamps (current recipient and/or former recipient), and use of supplements (user or nonuser). Each case was reviewed and classified according to the usual supplement-use habits. For instance, women were categorized as users if they occasionally used supplements whenever the supplements were needed or when they remembered to take them. By contrast, women were categorized as nonusers if they took a prenatal multivitamin/ mineral only during pregnancy, as advised by their physician, but did not use supplements preceding or following their pregnancy. The interviews were conducted in urban locations including New York; San Francisco, San Jose, and Oakland, California; and Fort Smith, Arkansas. With the assistance of the Cooperative Extension staff in each site, werecruited 72 individuals--6 from each ethnic group in each location. Efforts were made to recruit participants who were food stamp-eligible adult women, at least 18 years old, who had received or were receiving food stamps, and were not pregnant or breastfeeding. The final sample consisted of24 individuals in New York (NY), 25 in California (CA), and 23 in Arkansas (AR). Participants in NY were drawn from the Expanded Food and Nutrition Education Program (EFNEP). Those in CA and AR were drawn either from the EFNEP and Food Stamp Nutrition Education Program (FSNEP) or 2002 Vol. 14 No.2 contacted with the assistance of organizations serving the population that met the sampling criteria. The age range for the 72 participants was 19 to 75 years. Thirty-eight of the final sample used supplements, 34 did not; 37 were food stamp recipients, 34 were not; and 1 respondent was unclear about her use of supplements. The final sample consisted of 19 Whites, 16 African Americans, 20 Latinas, and 17 Asian Americans. Most interviews were conducted in English among bilingual interviewees; in interviews with three Asian participants, a bilingual interpreter was used. Eligibility for EFNEP in the participating States required a family income less than or equal to 185 percent of the poverty level; whereas, eligibility for FSNEP was less than or equal to 130 percent of the poverty level. Specific questions about income were not asked, but participants were asked to identify all of the food assistance programs they knew they were eligible for and had participated in. Some EFNEP participants may have been ineligible to receive food stamp benefits. Current or former food stamp recipients made up 38 percent of the sample in NY, 52 percent in CA, and 65 percent in AR. Interview Guide, Data Collection Methods, and Analysis Qualitative methods were used for data collection and analysis (Miles & Hubberman, 1994). A semi-structured, open-ended interview guide was used to elicit participants' views and attitudes concerning the following areas: • attitudes about and participation in food assistance and nutrition education programs; • eating habits; • beliefs about the adequacy of foodbased nutrients in the average American diet; • beliefs about the general attributes of a healthy person; • perceptions about their own health status; • personal health concerns; • health-promoting or healthdetracting behaviors; • intentions to adopt health-promoting behaviors; • perceptions about the meaning of the term supplement; • specific supplement-use habits; • influences promoting nutrient supplement use; • reasons for not using or discontinuing supplements; • beliefs about the benefits and drawbacks of allowing the use of food stamps to purchase nutrient supplements in addition to food; and • opinions about who-the government or food stamp recipients-should decide how food stamps could be used if the policy changed. After receiving input from staff of the Cooperative Extension program, we pretested and modified the interview guide for each site. Interviews were taped and transcribed verbatim. Data from the transcripts, demographic information, and field notes were used to analyze the qualitative data. A consolidated summary was generated from the ethnic- and geographically based summaries of pertinent emergent themes. An in-depth analysis of key themes was undertaken in four specific categories: • Nutrient supplement users receiving food stamp benefits • Nutrient supplement users not receiving food stamp benefits • Nutrient supplement nonusers receiving food stamp benefits • Nutrient supplement nonusers not receiving food stamp benefits 23 About one-half of the participants described a supplement as a substitute or a replacement for food. About one-quarter of the. participants described it as something taken in addition to the nutrients one could obtain from food, and another quarter expressed uncertainty about the purpose or role of a supplement. 24 These categories emerged as more important themes than the regional and ethnic categories used to obtain the heterogeneous sample. Emergent themes were incorporated into a conceptual framework describing the attitudes, beliefs, and practices of the women. Examples were chosen to illustrate the breadth of results for each question in the interview guide. The research site (NY, CA, AR), participants' ethnicity, supplement status (user vs. nonuser), and food stamp status (recipient vs. nonrecipient) are indicated after each quote. In some cases, approximate percentages are provided to give a sense of the number of women who expressed a certain viewpoint, although population representativeness should not be inferred. Results Attitudes and Beliefs About the Adequacy of Food-Based Nutrients Two major themes emerged from this question: "Can the average person get all the vitamins and minerals he/she needs to be healthy, from the average U.S. diet, without taking a multivitamin and mineral pill?" Theme 1 : Roughly 60 percent of participants believe it is possible to get all nutrients from food, but most people do not do what is necessary to achieve that goal because of one or more of the following: • fast-paced and stressful lifestyles • ease and convenience of eating ''junk" food • lack of attention paid to the diet until chronic diseases develop • lack of knowledge about what to select and prepare to meet needs • lack of precision in serving sizes to eat according to the Food Guide Pyramid • personal preferences that influence food choices that may not be nutritious • time and money required to make wise decisions (especially challenging for low-income working mothers) • the perception that healthful foods are too expensive to afford on a limited income Theme 2: Less than one-quarter of respondents said it is not possible for a person to obtain all necessary nutrients exclusively from food because certain health conditions might require people to take nutrient supplements. Also, respondents had concerns about how food is produced and processed with special reference to nutrient losses, use of pesticides, and food additives and/or preservatives that were believed to change the nutrient value of food. Illustrations of the participants' attitudes and beliefs about the adequacy of food-based nutrients and the role of nutrient supplements appear in the box on page 25. Perceptions Concerning the Role of a Supplement When participants were asked, "What comes to mind when you hear the word supplement?" the responses followed three themes. About one-half of the participants described a supplement as a substitute or a replacement for food. About one-quarter of the participants described it as something taken in addition to the nutrients one could obtain from food, and another quarter expressed uncertainty about the purpose or role of a supplement. Family Economics and Nutrition Review Illustrative statements of people's attitudes and beliefs about adequacy of food-based nutrients and the role of supplements "Can the average person get all the vitamins and minerals he/she needs to be healthy from the average U.S. diet, without taking a multivitamin and mineral pill?" Time and money to make wise food choices and/or to prepare nutritious foods were lacking. "Yes, if they eat right. If they have their diet balanced right, I believe they can, but most people don't do that. It's our culture ... our society in America. You just slam food into your mouth and keep running. The way the government has made it, people have to work to live, and they don't take the time out for themselves. It's really a labor of love. You really have to dedicate every day, commit, and I'm thinking about this right now . .. 'How can I bring a lunch to work that's more nutritious?' . .. A lot of people don't have the time or energy to commit that way." CA, White, supplement user, former food stamp recipient Food preferences influence food choices that may not provide all the nutrients people need. "No and that's why I think l need to eat my vitantins because l don't get enough. This food guide program of so much ofthis and that. ... I don't follow it. I get three servings of fruits and vegetables out offive . . .. I an1lucky that I like them. Even ifl try, I am not very precise with my servings, and that is why I think I don't get all the nutrients I need." CA, Latina, supplement user, non-food stamp recipient Food production techniques affect nutrient availability. "No, the good stuff [food] is too expensive because they [retailers] know it's good. Sometimes when they grow it with that .... I don't know how to explain it, I don't know all the terminology of it but for it to grow faster, it doesn't have all its nutrients, [and] half the time when people buy it, they don't cook it right . ... " AR, White, supplement user, former food stamp recipient Certain health conditions might require people to take supplements. "No ... sometimes it is good to take vitamins ... you go to the doctor and he prescribes for you how much you must take and how often ... some people need to take more because they don't have enough of something or they've become anemic ... . "NY, White, supplement user, non-food stamp recipient "What comes to mind when you hear the word supplement?" A supplement is a substitute or replacement for food. "It's like a second thing ... that supplies ... it's a replacement I would think .... it's like the fruits and vegetables; you can get better vitamins from them than pills, but sometimes when you can't take all the foods that you need, you can take a pill ... ; it's not the best thing but it helps." AR, Latina, supplement user, non-food stamp recipient A supplement adds extra to the nutrients obtained from food. "Something that gives you additional help, extra help .... it actually gives you more support for your body, the necessary nutrients for your body because you don't have enough from the food." CA, Asian American, nonsupplement user, non-food stamp recipient There is uncertainty about the role or purpose of a supplement. "It helps somehow [to] control the disease or something like that. ... It's for your memory, and you can go to sleep easier. It's very good if that person is a woman and if she is pregnant .... [I]t is very good for her child . . . and for the elderly. Oh, I don't know, I am not sure." CA, Asian American, nonsupplement user, non-food stamp recipient 2002 Vol. 14 No. 2 25 Perceptions of Health Status The participants were asked a series of questions about what constitutes good health, their perceived health status, and any healthful or unhealthful activities they engaged in. They were asked, "Do you consider yourself to be healthy?" (table 1). In general, the women described health status along a continuum of well-being, with roughly equal numbers expressing these three views: (1) they did not feel healthy, (2) they were somewhat healthy but · could make changes to improve their health, and (3) they were healthy. The primary difference between the non-food stamp recipients and the current or former food stamp recipients is that the latter group reported more health problems, regardless of supplement use. Some women said they were not healthy because of chronic diseases such as diabetes, hypertension, obesity, asthma, and arthritis. Some also indicated that they had epilepsy, anemia, gastrointestinal problems, mental health conditions related to depression, and histories of substance abuse and domestic violence. Reasons for Using Nutrient Supplements Participants were asked whether they consumed anything besides food, for any reasons. Questioning was done to probe for the range of possibilities of supplement use. They were then asked whether they took any vitamin or mineral pills, and if they answered "yes" they were asked what they took (either generic or brand names were offered), the dosage, and how often they took the vitamin or mineral supplement. They were also asked the reason(s) for taking supplements, the means by which they obtained them, the estimated cost of the supplements, how they were paying for them (e.g., out-of-pocket cash or insurance reimbursement), and any other 26 information about dietary supplements (e.g., herbs) that they and/or other household members were taking. The responses were categorized into eight emergent themes that related to 1. Brands of supplements used by adults 2. Supplement use by children 3. Reasons for use of single-nutrient supplements 4. Dosage of supplements 5. Income constraints and patterns of supplement use 6. Acquisition of supplements 7. Promotion of supplement use by influential figures 8. Media influence on supplement use Multivitamins/multiminerals were the most common nutrient supplement taken by the participants. Family members usually took the same brand. Some women and family members took supplements with added nutrients beyond a standard multivitamin formulation. Children were most often given either multivitamins or nutrient supplements containing specific micronutrients such as vitamin C and zinc. Parents who did not take supplements themselves often ensured that their children took a daily multivitamin. "My husband doesn't [take vitamins], but my kids take a generic multivitamin with extra vitamin C; ... off the top of my head, I don't know [how much vitamin C], but they each take one of them. I just assumed that it would be better for them because they have so many different choices, and I just hear so much about vitamin C being so important for people ... that's why I grabbed that one . . .. [I]t was just something I thought they needed, and of course, just about everything I buy is generic because when you are on a low income like we are, you have to stretch your dollars as far as you can. Sometimes it's hard, but I just thought .. . they've all been healthy ... . I've been pretty lucky." AR, White, nonsupplement user, current food stamp recipient Single nutrient supplements were taken either in addition to or instead of a multivitamin and often for specific reasons. Some women said it was important to purchase a multivitamin and mineral supplement if they thought it would provide a positive benefit such as improving their energy level, managing stress, building up their body reserves, preventing infections, or managing chronic diseases. Some participants were able to describe why they were taking supplements as illustrated in the example below. Others were unable to describe clearly what the supplements were supposed to do for them. "I take a lot of herbs. I take Echinacea, calcium, magnesium with zinc, and I take 1,000 mg ofvitamin C every day. I [also] take some beta-carotene." [Interviewer: Why are you taking the calcium, magnesium, and zinc?] "Because it builds bones .... I was a polio victim when I was 3 months old and so I take it to build up [my bones] ... and then it's good for ... what do you call it? Osteoporosis. The vitamin C keeps colds out because, as a diabetic, you can contract anything quickly .... [I]t stops the flu and colds and stuff. I took it through the winter and didn't have any problem. AR, African American, supplement user, non-food stamp recipient Family Economics and Nutrition Review Table 1. Beliefs about personal health among food-stamp eligible women: "Do you consider yourself to be healthy?" Perceived status "I am not healthy . . . " Illustrative statements "Not me because I get so tired at the end of the day. See, I work a lot, but I get so tired at the end of the day. I don't know if this is normal. . . . It's like when my husband come(s] home at night and he's trying even to talk to me, I can't even open my eyes to talk to him." "Oh, no, because I'm overweight. I've been that way pretty much all my life, and I think it's not due to what I eat. . .. it's because of what I like to do. I don't get enough exercise, that's the biggest part. If I exercised, I could be the size I wanted to be, but there never seems to be enough time in my day to take that time out for me. I eat stuff that's not considered healthy. I don't sit down and eat junk food like potato chips, but I don't eat what you would call good-for-you foods like fruits and vegetables. We eat them, but I try to make it more a part of my kids' [diet] than I do mine .... I think about them, but I don't stop to think about myself." "I am somewhat healthy . .. " "Yea, pretty much. I might contradict myself here because I know that I'm overweight. ... I don't feel that it is "I am healthy . . . " 2002 Vol. 14 No. 2 causing me to be really unhealthy where I am dragging .... I could probably lose the weight and feel better." "No, because I don't really eat right. I eat about one meal a day sometimes, and then I will ... snack throughout the day on chips and soda ... you know, junk food. I don't eat right. . . . I consider myself to be somewhat healthy . .. healthier than ... this is what I am trying to say. If I took vitamins, I don't think that would change anything ." "Yea. I consider myself to be healthy. I eat the right types of foods, I hardly ever get sick with the flu or anything like that, and I exer.::ise." "Yes ... I'm a little overweight, but it's okay .. . . I don't have diabetes .... I haven't developed any of those diseases. I don't have heart disease yet. I've been trying real hard to keep it down. I'm trying to lose more weight." Respondents' characteristics NY, White, supplement user, non-food stamp recipient AR, White, nonsupplement user, food stamp recipient AR, Latina, supplement user, food stamp recipient CA, White, nonsupplement user, food stamp recipient AR, White, nonsupplement user, food stamp recipient NY, African American, supplement user, food stamp recipient 27 " ... I thought I had ovarian cancer but it was [endometriosis]. I'm starting to feel better now .. . and I'm taking vitamins, which I don't like to do . . .. I don't like taking pills. I started 2 months ago. My nails are getting stronger, I'm feeling healthier, and my hair is growing faster. I take them every day. I love it because it is about $5 for a 30- day supply. It's got the vitamin E, the magnesium and zinc, the herbal energy, and the rest of them ... the value pack . .. . I pay my own cash for them." AR, White, supplement user, former food stamp recipient Many participants were not always attentive to the dosage or brand of the supplements taken: They admitted taking less than what was recommended or not taking the supplements daily. Because these participants had limited incomes, they wanted the supplements to last longer. "I take vitamin E for skin, vitamin C, and calcium. On the [vitamin E] bottle it says to take one pill three times a day but I only take one a day because I can't afford to buy 'em for three times a day." AR, African American, supplement user, current food stamp recipient Most women living on limited incomes either paid for supplements themselves, received them through Medicaid or MediCal when a prenatal multivitamin or iron was prescribed, or received them from friends or relatives who would share their supplements or purchase supplements for the participants when resources were low. 28 "The prenatal vitamins ... when I ran out, I just didn't take them [any] more .... They gave them to me free at the clinic ... through MediCal. ... The kids take vitamin B, vitamin C, and the little kid vitamins .... I pay for them out of my own pocket." CA, African American, nonsupplement user, food stamp recipient Friends, relatives, and/or physicians most commonly recommended supplements. Pharmacists, dentists, and sales associates in health-food stores were identified less frequently as authorities encouraging supplement use. No participant identified a nutritionist or dietitian as a professional recommending supplement use. The media was cited less frequently than were authoritative figures for influencing supplement use and was reported to have both a positive and negative influence on women's use of supplements. In some cases, the media messages influenced them to try something new. In other instances, the media messages promoting supplement use were disregarded, because the woman questioned the benefit of the products. "I think they are just trying to get you to buy the product ... just like any commercial. For some people, it might be a good thing. I don't drink milk, so maybe I could take some type of calcium supplement. But if you eat right and do everything right, there is no need for that. They just want your money." CA, White, nonsupplement user, current food stamp recipient One participant equated the side effects of medications with the potential side effects of nutrient supplements and stated that she avoided them. "Yea, we've seen [the TV advertisements]. Well, they show all those side effects ... , and that scares me . . . . [S]ide effects scare me to death. I took some antibiotics when I was sick, and I had some real bad side effects. [Interviewer: Is that different from a vitamin?] It's just the side effects that scare me." AR, White, nonsupplement user, current food stamp recipient Reasons Why Women Do Not Take Nutrient Supplements Several different themes were identified to explain why women chose not to take nutrient supplements. About onequarter of the participants believed it was possible to get all the vitamins and minerals one needs from food. "I don't take any vitamins because I get all the vitamins I need from the fruits and vegetables I eat." AR, White, nonsupplement user, food stamp recipient Women and/or their children avoided or discontinued supplement use for reasons such as cost and the need to prioritize expenses; side effects such as nausea, dizziness, or constipation; potential or perceived side effects; and dislike of the taste by children. "My kids will not take vitamins .... [T]hey don't like the taste . .. . [The vitamins] taste nasty [or] have a funny taste ... . [I]t's not like regular foods that you can prepare differently." CA, Latina, nonsupplement user, current food stamp recipient Family Economics and Nutrition Review The women cited several reasons for discontinued supplement use: a multivitamin could overstimulate the appetite, the supplements had previously not produced the anticipated effects, and for some women who were already taking pills for medical conditions, they did not want to take more pills. A few did not think about purchasing a multivitamin pill or nutrient supplement while grocery shopping. The Use of Food Stamp Benefits to Purchase Nutrient Supplements The responses of participants were divided into two groups concerning the use of food stamps to purchase nutrient supplements (table 2). The first group consisted of a minority of participants who believed that food stamps should be used only for food because (1) the monthly food stamp allowance was not adequate to meet a household's food needs especially in large families, (2) recipients should eat vegetables or fruits rather than take pills, and (3) a vitamin pill would not alleviate hunger or promote satiation as food could. The second group believed certain circumstances deserved consideration so that needy families could purchase nutrient supplements. Several themes were identified to characterize the view of both food stamp recipients and nonrecipients who said it was a good idea to allow recipients to purchase a multivitamin and mineral pill with their food stamp benefits because it might (1) assist them in getting what they need nutritionally while living on a low income; (2) help parents save pocket money that could be used toward something else such as buying children's clothes or school supplies; and/or (3) improve food stamp recipients' overall health. 2002 Vol. 14 No.2 In Arkansas, three food stamp recipients expressed that taking a multivitamin would be less expensive than buying fresh fruit. Although they would have preferred to purchase fruit, they believed that taking vitamin C or a multivitamin would be the most practical and least expensive alternative for low-income families. Some said that changing the FSP policy was a good idea if recipients could not buy healthful food. However, others said it was a good idea because they believed that food stamp recipients generally do not eat healthful foods. Other attitudes and beliefs shared concerning the benefits of supplements included these: • Food stamp recipients should take one multivitamin instead of several vitamin or mineral pills. • It is feasible to use food stamp benefits for supplements if recipient makes wise budgeting decisions. • Supplement use would depend on the person or family situation. • Supplement use could set a good example for children and might stimulate other healthful habits such as buying more healthful foods. • It is easier to take a pill than to eat healthful food. • Food stamp recipients need to be convinced of the benefit of taking a multivitamin and mineral pill regularly. A few food stamp recipients suggested that the government offer a special coupon to families each month that could be used to purchase a designated supplement-similar to providing specific WIC commodities-but if recipients did not use the coupon, they would lose the benefit. Most women living on limited incomes either paid for supplements themselves, received them through Medicaid or MediCal ... , or received them from friends or relatives ... when resources were low. 29 Table 2. Food stamp-eligible women's perceptions regarding the use of food stamps to purchase nutrient supplements Perceived status Group 1 "Food stamps are for food only because .. . " Group 2 "Food stamps could be used to purchase nutrient supplements because ... " 30 Illustrative statements "I would rather buy food, because I get hungry and I need to eat . .. I like to eat. [A vitamin and mineral pill] won't do [anything] for me . .. . [T]he welfare office does not give you enough food stamps to have that luxury to also buy vitamins. I only get $230 for my two daughters, and they are thinking that's enough for food for the whole month and it [isn't]! You really don't have that much money coming in to afford to buy that. You would rather have your k·id eat food than a vitamin; .. . it would not be bad if a person receiving food stamps also had more income coming in if that is what they want to do." "You buy vitamins automatically with food stamps, because you're buying your fruits and your vegetables and stuff like that ... so it's really the same thing ." "It would help because then that money I spend on my calcium, I could spend on something else. My kid always needs socks and underwear ... he's growing so fast .. .. Yea, I would probably [take] vitamins and [my son] would [take] vitamins, but vitamins and stuff like that are just outrageous. You just can't afford it! [If money wasn't an issue], I would probably buy [vitamins] to make sure I was getting what I was supposed to and what my body really needed, so that my body wouldn't break down, and I wouldn't have so many health problems." "I think that would be great, because a lot of people out there can't shop, and it would be just as easy to take a pill to stay healthier. Many times I've been low on food stamps, cooked for the kids, and went hungry .... I could have used that vitamin supplement." "I think a lot of your healthier foods are more expensive .... [l]f you go to buy your fruits, other than bananas and apples and oranges, when you start buying for a family of seven, you're talking several bags of each. I think that to be healthier, you are going to have to spend more .... I think it's too expensive to eat what they should eat." Respondents' characteristics CA, White, nonsupplement user, current food stamp recipient NY, African American, supplement user, current food stamp recipient AR, White, supplement user, current food stamp recipient AR, White, nonsupplement user, current food stamp recipient AR, White, nonsupplement user, current food stamp recipient Family Economics and Nutrition Review Perceived Drawbacks to Using Food Stamps to Purchase Nutrient Supplements Several participants shared some possible drawbacks to allowing food stamp recipients to use their benefits to purchase supplements. They believed recipients might purchase supplements but not take them, might not give their children adequate food ifhousehold resources were spent on a supplement, might not be able to absorb the nutrients from a pill or may be allergic to the supplement, or might abuse the FSP by selling food stamp benefits or nutrient supplements for cash. They also thought that allowing recipients to purchase supplements might reinforce the perception that food is not needed if vitamins are substituted and that taking too many or high doses of supplements may be harmful. Decision making About the Use of Food Stamps Participants were asked their opinion regarding who should decide how food stamps are used--either the government or recipients. Three themes emerged: they believed food stamp recipients should decide, the government should decide, or the government and people should work together to decide. More than half of the food stamp recipients indicated that the people rather than the government should decide how food stamps are used. Many acknowledged, however, that the government's position would be more heavily weighted because it provides the benefits. Discussion The FSP-supplement proposal, far from being a simple policy change, brings two relatively new concerns to the foreground with respect to the goals of the FSP: (1) Should the goals of the 2002 Vol. 14 No.2 FSP be broadened to include health promotion beyond that associated with achieving equity in food intake? A related question is whether the supplement proposal is an appropriate strategy for doing so. (2) Given the high prevalence of supplement use in the general population, should food stamp recipients have the same level of choice as the general population regarding how they obtain their nutrients (i.e., via foods or supplements)? A related question is whether the current FSP policy constrains such choice. This latter question reveals a concern for consumer autonomy as distinct from equity or health promotion. Autonomy has not been one of the stated goals of the FSP; for example, current regulations do not permit the use of food stamps to purchase prepared food away from home. While equity, health promotion, and autonomy all are implicated in this issue, much of the debate has emphasized only one or another of these goals and has not examined the actual strength of the trade-offs among them. The findings from the present study are synthesized below, in order to shed light on these policy questions. As shown in figure 1, women in this study appear to hold an overall philosophy regarding nutrient supplements that is shaped by their beliefs concerning the nutritional adequacy of food, the inadequacy of actual behaviors, perceived benefits and experiences, the concept of supplements itself, and their current supplement practices. This philosophy appears to be malleable and/or negotiable depending upon such factors as degree of self-reflection, the clarification of existing information or addition of new information (especially from influential interpersonal sources), or changes in the participants' health status or income. In a few cases in this study where participants believed their diet was adequate to provide them with all the nutrients they needed, their general philosophy appeared less malleable. The most plausible prediction to be derived from these findings is that nutrient supplement use will increase in this population as long as the dominant narrative in their personal information networks and other influential sources is positive toward using nutrient supplements. Conversely, information from national authorities-as reported in the media or through programs such as FSNEP or EFNEP-concerning adverse events, lack of efficacy, or false advertising claims is unlikely to reach this population efficiently, although it may do so after an indeterminate lag time. Supplement use is predicted to increase under both the existing FSP policy and revisions in the policy, although it is likely to be more rapid and extensive under a changed FSP policy. Implications for Policy Goals In attempting to relate these predictions to equity in food access, health promotion, and personal autonomy, we find it necessary to consider the potential effect of increased use of nutrient supplements on total household expenditures, on the quality offood intake itself, and on other health-related behaviors. Moreover, it is necessary to examine more carefully the meaning of autonomy in light of the information asymmetries noted in the preceding paragraph. Effect on Food Access. With regard to household expenditures, the expectation derived from household economics is that expenditures for supplements would reduce the income available for all other expenditures by an equal amount. That is, it would be subtracted from the total household budget not exclusively from the household food 31 Figure 1. Conceptual framework for food, health, and nutrient supplements among low-income, food stamp-eligible women Beliefs Adequacy of Food Itse lf (majority view) Perceived Benefits and Personal Experiences (variable) energy, immune function, illness prevention, s ide effects, hard to swallow, oor taste, children (u ecified reasons) Inadequacy of Actual Behavior (majority view) Concept of "Suppleme nt" fust-paced society, income, food prererences, disease, perceived health, other health-promoting behaviors, knowledge, processed foods replace ment/substitute (majority view), addition'complement, W1Ciear Influences Self-reflection, existing information, new information, influential sources, change in pe rsonal circumstances, sociocultural influences budget because only a fraction ofFSP households (25 to 40 percent) currently purchase their entire food supply with food stamps (USDA, 1999). Most (60 to 75 percent) augment their food stamps with other income sources, indicating a substitutability between food and non-food expenditures, and they must do so to an even greater extent when they purchase supplements. This is true regardless of whether food stamps or cash is used to purchase the supplements. A high-end figure of $5/month ( 17 cents/day for a mother and two children as used by USDA [1999] and the average food stamp household of2.4 persons in 1999 [with $338/month net income plus $162 in food stamps]), for example, would represent a !-percent decrease in income available for all other expenditures. If all of this were subtracted from non-food expenditures, there may be no effect on food expenditures. If all of it were subtracted from food expenditures (which average $224/ 32 month for FSP households), the effect could be a 2.4-percent reduction ($5) in food expenditures. Using a different set of assumptions and methods, USDA estimated a low-end effect of26 cents/month and high-end effect of94 cents/month (0.4 percent) reduction. One of the major reasons for this difference (compared with the present estimates) is that the USDA method averages the effect across all FSP households; whereas, the present method emphasizes the potential effects on smaller subgroups (USDA, 1999). Notwithstanding these large differences among estimates in percentage terms, effects of this size do not appear to constitute a significant threat to food access, especially since households would retain the option of foregoing supplements in favor of purchasing food. However, the policy change could have more serious implications for food access if it were to lead eventually to Philosophy Regarding Supplements (often malleable) changes in the way benefit levels are calculated. Specifically, ifthe base assumption for future Thrifty Food Plan calculations is that nutrient supplements can be used to meet some or all of a FSP recipient's vitamin and mineral requirements, especially for those that are relatively expensive from food alone such as folate, this could lead to significant reductions in benefit levels and, subsequently, food access. This is not a minor policy consideration. Effect on Health Promotion. In theory, a change in the FSP policy could affect recipients' health in several ways. A benefit is that it could compensate for or enhance the vitamin and mineral intake of recipients who have unhealthful diets. A drawback is that it could compromise the quality offood choices and intake because of the belief that nutrient supplements are an effective substitute for food. Reports by the USDA and Life Sciences Research Office address the former possibility in considerable detail (Life Sciences Family Economics and Nutrition Review Research Office, 1998; USDA, 1999), and the present study does not add further insight into the findings. However, the present study does suggest the danger that greater supplement use in this population may lead to compromises in the quality of food choices and intake-especially ifthere is an implied government endorsement of supplement use as a result of a change in food stamp policy. Implications for Autonomy. The majority of study participants expressed the view that food stamp recipients should not only make their own choices regarding supplement use (citing normative as well as pragmatic reasons) but also that the government should create the circumstances that would support recipients' choices. While these reasons have strong support from the perspective of ethics and welfare economics, respectively, this study also reveals some countervailing considerations that demand equal attention. First is the documentation of a wide range of misconceptions concerning the purpose and role of a supplement, the nature of its benefits, and the degree to which the health benefits of food and supplements are substitutable. Even if there is no change in the current policy regarding supplements, these misconceptions deserve attention in current nutrition education programs for lowincome populations. Second is the documentation that this population is likely to face significant information asymmetries because of the nature of their influential information sources, and will be unable to discover hidden quality defects on their own such as lack of efficacy and adverse consequences. Both of these situations suggest a middle ground in which food stamp recipients could exercise autonomy in decisionmaking, but government should 2002 Vol. 14 No.2 take effective steps to correct potential information failures. Such steps would need to include the following: designing a clear and effective education initiative regarding the use of nutrient supplements; regulating labeling, advertising, and other forms of promotion based on the messages that are targeted for and understood by this population; and evaluating the extent to which an implicit government endorsement of multivitamin and mineral supplement use (and its associated promotion by the supplement industry and retailers) is generalized by members ofthis population to include higher doses and/or other forms of dietary supplements. (This latter possibility was not investigated directly in this study.) Finally, a policy change regarding supplements would require a variety of administrative changes to define eligible items; inform manufacturers, retailers, and consumers of these rules; and monitor and enforce compliance with these rules. Strategies for Improving Food and Nutrient Intakes If promoting the health oflow-income Americans beyond that required for achieving equity is deemed a worthy policy goal, attention should then focus on the most effective and appropriate strategies to do so. Previous discussions have explicitly noted the logical fallacy of assuming that the most effective and appropriate strategy necessarily involves supplements or even the FSP itself (Life Sciences Research Office, 1998). Instead, this earlier analysis considered supplements, fortification, a variety of other incentives, and promotional or enabling strategies to improve food and nutrient intake to promote good health among food stamp recipients and low-income people in general. But even this is only a partial list of the potential strategies for pursuing one of the core public health goals as outlined in Healthy People 2010 (U.S. Department ofHealth and Human Services [DHHS], 2000). Investigating the larger food environment of food stamp recipients would be appropriate for the purpose of promoting health and other food-system goals such as improving access to and the quality of supermarkets, supporting the capacity of institutions that serve low-income groups to purchase fresh produce from local farmers, and expanding the ability to use electronic benefit transfer cards at farmers' markets or for community-supported agricultural schemes. A systematic examination of potential strategies (and an effort to reconcile health, food security and food-system goals pursued by other government programs) does not appear to have been undertaken. Conclusions One version of the FSP-supplement policy dialogue maintains that a change in FSP policy would give program participants the same freedom to use nutrient supplements that other Americans have and improve their health and nutritional status at a lower cost than is possible through careful food selection. A decision to change the FSP policy based on this narrative would greatly overestimate the benefits associated with a multivitamin and mineral supplement in a population where nutrient deficiencies are rare. It would overlook the potential for negative consequences (i.e., decreasing the intake of nutrient-dense foods), and it would neglect the imperfections and asymmetries in the information available to food stamp recipients and the cost of government actions required to correct this class of market failures effectively. A decision to change FSP policy further suggests that the net effect of proceeding with the policy change in the 33 absence of effective actions to correct for these market failures would be to shift some additional costs or risks onto an already disadvantaged population for the sake of little additional benefit, thereby raising serious ethical concerns. This study reveals the need to conduct a more systematic examination of the potential strategies for improving the nutritional health of food stamp-eligible households and the importance of using a more complete list of criteria when attempting to identify the most effective and appropriate goals and strategies. Acknowledgments This research was funded through the Food and Nutrition Research small grants program sponsored by the USDA Economic Research Service and administered by the University of California at Davis. We are grateful to the Cooperative Extension staff in New York City; Fort Smith, Arkansas; and San Francisco, San Jose, and Oakland, California, for their generous assistance in conducting this study. 34 References American Dietetic Association. (2000). Nutrition and you: Trends 2000. Journal of the American Dietetic Association, 100, 626-627. Balluz, L.S., Kieszak, S.M., Philen, R.M., & Mulinare, J. (2000). Vitamin and mineral supplement use in the United States: Results from the Third National Health and Nutrition Examination Survey. Archives of Family Medicine, 9, 258- 262. Bender, M.M., Levy, A.S., Schucker, R.E., & Yetley, E.A. (1992). Trends in prevalence and magnitude of vitamin and mineral supplement usage and correlation with health status. Journal of the American Dietetic Association, 92, 1096-1101. Dickinson, A. (1998). Optimal Nutrition for Good Health: The Benefits of Nutritional Supplements. Washington, DC: Council for Responsible Nutrition. Hunt, J. (1996). Position paper of the American Dietetic Association: Vitamin and mineral supplementation. Journal of the American Dietetic Association, 96, 73-77. Johnson, R.K., & Kennedy, E. (2000). The 2000 Dietary Guidelines for Americans: What are the changes and why were they made? Journal of the American Dietetic Association, 10, 769-774. Kraak, V., Pelletier, D., & Dollahite, J. (2000). How Do Food Stamp Eligible Women Negotiate Food and Nutrient Supplement Choices? Qualitative Findings From an Ethnically and Regionally Diverse Sample of Low-Income Nutrient Supplement Users and Nonusers. Division ofNutritional Sciences, Cornell University, Ithaca, New York (unpublished). Life Sciences Research Office. (1998). Analysis and Review of Available Data and Expert Opinion on the Potential Value of Vitamin and Mineral Supplements to Meet Nutrient Gaps Among Low-Income Individuals. Draft report prepared for the USDA Economic Research Service, Bethesda, MD (unpublished). Miles, M.B., & Hubberman, A.M. (1994). Qualitative Data Analysis. Thousand Oaks, CA: Sage Publications. Nayga, R.M., & Reed, D.B. (1999). Factors associated with the intake of dietary supplements. Family Economics and Nutrition Review, 12, 43-48. Neuhauser, M.L., Patterson, R., & Levy, L. (1999). Motivations for using vitamin and mineral supplements. Journal of the American Dietetic Association, 99, 851- 854. Newman, V., Rock, C.L., Faerber, S., Flatt, S.W., Wright, F.A., & Pierce, J.P. (1998). Dietary supplement use by women at risk for breast cancer recurrence. Journal of the American Dietetic Association, 98, 285-292. Family Economics and Nutrition Review Office ofDietary Supplements, National Institutes ofHealth. (1999). Retrieved September 12, 2000, from http://ods.od.nih.gov. Pelletier, D.L. (2001). Research and policy directions. In R. Semba & M. Bloehm (Eds.), Nutrition and Health in Developing Countries. Totawa, NJ: Humana Press. Pelletier, D., & Kendall, A. (1997). Supplement use may not be associated with better food intake in all population groups. Family Economics and Nutrition Review, 10, 32-44. Porter, D.V. (1995). Purchasing dietary supplements with food. Nutrition Today, 30,214-217. Skolnick, A.A. (1995). Experts debate food stamp revision. Journal of the American Medical Association, 274, 781-783. Slesinski, M.J., Subar, A.F., & Kahle, L.L. (1995). Trends in use of vitamin and mineral supplements in the United States: The 1987 and 1992 National Health Interview Surveys. Journal of the American Dietetic Association, 95, 921-923. Subar, A.F., & Block, G. (1990). Use of vitamin and mineral supplements: Demographics and amount of nutrients consumed. American Journal of Epidemiology, 132, 1091-1101. Thomas, P. (2000). Food stamps for dietary supplements? The Dietary Supplement, Issue 1(9). Retrieved September 12, 2000, from http:// www.thedietarysupplement.com. U.S. Department of Agriculture. ( 1999). The Use of Food Stamps to Purchase Vitamin and Mineral Supplements. Retrieved September 12, 2000, from http:// www.fns.usda.gov/oane/menu/Published/fsp/FILES/Program%20Design/ vitamin.pdf. U.S. Department ofHealth and Human Services. (2000). Healthy People 2010. Washington, DC. 2002 Vol. 14 No. 2 35 Arbindra P. Rima!, PhD Southwest Missouri State University 2002 Vol. 14 No. 2 Factors Affecting Meat Preferences Among American Consumers This study analyzed socioeconomic and nutritional factors affecting consumers' preferences for meatless meals and, specifically, meals with less red meat. Consumers' preferences were influenced by geographical location, racial and ethnic background, family composition, and household income. Although females were not statistically different from males in their preference for red meat, they generally preferred more meatless meals. Similarly, older respondents preferred more meatless meals and less red meat than did younger respondents. Meat was less preferred, as well, among American households in the highest income group. Advanced educational level of the respondents positively influenced the preference for meatless meals and meals with less red meat, and nutritional concerns among consumers also had a significant influence. Notably, compared with concerns for vitamins and minerals, concerns for cholesterol, fat, and sugar had a stronger effect on the preference for less red meat. Data such as those presented here can provide useful descriptions of the distribution of health-influencing behavior in our population. A mericans are consuming less red meat such as beef and more non-red meats such as poultry. In 1999 the per capita consumption of red meat was 117.7 pounds, an 11- percent drop since 1970 (U.S. Department of Agriculture [USDA], 2001a; USDA, 2001b). Poultry consumption, however, increased 102 percent during the same period (up to 68.3 pounds per person). In general, trends in consumption of animal products during the last 30 years involve more use of poultry, fish, lowfat milk, yogurt, and cheese and less use of red meat, whole milk, eggs, butter, and lard (USDA, 2001a). Although the decrease in the consumption of red meat has been compensated by an increase in the consumption of poultry to a certain degree, overall consumption of red meat has declined. Price, income, taste, and preferences are the key variables affecting the levels of meat consumption (Putnam & Gerrior, 1997). Differences in retail price between beef and poultry may explain some of the decline in the consumption of red meat. For example, per pound prices of retail beef and poultry have remained at an average of$3.70 and $1.50, respectively (Bureau ofLabor Statistics, 2001). Changes in income have relatively little or even a negative effect on the demand for red meat. For example, a report on food spending in American households in 1997-98 revealed that higher income groups, compared with the middle-income groups, decreased their total spending on beef (Blisard, 2001). Besides relative prices and income, many other factors played key roles in changing the demand for red meat. According to a report by the U.S. Department of Agriculture's (USDA) Economic Research Service (ERS) (Putnam & Allshouse, 2001 ), consumer concern about cholesterol and saturated fat, inconsistent quality, and lack of 36 convenience in preparation are associated with the negative trend in beef demand. Increasingly, associations between consumption of red meat and the onset of chronic disease have been reported. Examples include links between (1) metastatic prostate cancer and intakes of red meat and dairy products (Michaud et a!., 200 I) and (2) colon and other types of cancer and high consumption of red meat combined with low intakes of dietary fiber, fruits, and vegetables (Law, 2000). Additional research has shown that people reduce their risk for colon cancer when they substituted lowfat dairy products for high-fat versions, margarine for butter, poultry for red meat, and whole grains for refined grains (Slattery, Boucher, Caan, Potter, & Ma, 1998). These findings exemplify the enormous body ofliterature linking patterns of overall dietary intake with increased risk for cancer and other chronic diseases. Specific dietary patterns that begin during childhood-such as the consumption of high-fat dairy products and red meats-are likely to increase age-specific rates of cancer and other diseases in adult life; however, the risk may be reversed with later dietary change. For example, a reverse in childhood dietary patterns is demonstrated by more younger Americans becoming vegetarians. About 15 percent of the 15 million U.S. college students eat vegetarian meals during a typical day (Walker, 1995). In a similar study of 158 British undergraduate students, more females than males had avoided red meat. The main reason given was related to concerns for health and sensory factors (Santos & Booth, 1996). Our study analyzed socioeconomic and nutritional factors affecting consumers' preferences for meatless meals and, 2002 Vol. 14 No.2 Table 1. Change in consumption of meatless meals and red meats Response "You are eating more meatless meals than you used to" "You are eating less beef, pork, or lamb than you used to" Strongly disagree Somewhat disagree Neither agree nor disagree Somewhat agree Strongly agree n = 2,880. specifically, meals with less red meat. Nutritional concerns related to meat were examined. A regression analysis was performed to identify statistically significant socioeconomic and demographic characteristics, as well as nutritional concerns influencing consumer preference. Methods Data and Sample 34.97 19.57 7.84 15.36 22.26 The data set used in this study was part of a nationwide telephone survey of 2,880 U.S. households conducted by the Gallup Organization in 1997 for the National Peanut Association (National Peanut Council, 1997). The survey used a probability sampling method and included adults onl |
OCLC number | 888048677 |
|
|
|
A |
|
C |
|
G |
|
H |
|
N |
|
P |
|
U |
|
W |
|
|
|